# Amerant Investments, Inc.

> Amerant Investments, Inc. is an SEC-registered investment advisory firm in Coral Gables, FL, registered since 2002, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated April 22, 2026.

- CRD: 117284
- Filed as: AMERANT INVESTMENTS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Coral Gables, FL
- Filing period: October 2026
- Form ADV filing dated: April 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/117284
- AdvisorCensus page: https://advisorcensus.com/firm/amerant-investments-inc-coral-gables-fl-117284

## Quick answers

**How is Amerant Investments, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Amerant Investments, Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does Amerant Investments, Inc. charge?**
Its Form ADV Part 2A brochure dated April 22, 2026 states: Asset-based fee: up to 1.75% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Amerant Investments, Inc. located?**
Amerant Investments, Inc.'s principal office is in Coral Gables, FL, according to its Form ADV; the May 2026 filing also lists 6 other offices (Schedule D, Section 1.F).

**Is Amerant Investments, Inc. registered with the SEC or a state?**
Amerant Investments, Inc. is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 117284.

**How much does Amerant Investments, Inc. manage?**
Amerant Investments, Inc. reports $782,386,060 in regulatory assets under management in its Form ADV filing dated April 22, 2026 (62% discretionary).

**How have Amerant Investments, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Amerant Investments, Inc.: Regulatory assets under management: $533,764,411 in the October 2021 data and $782,386,060 in the October 2026 data, up 47%. Total employees: 33 in October 2021 and 35 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Amerant Investments, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (841); corporations or other businesses not listed above (299); high net worth individuals (143).

**Which custodians does Amerant Investments, Inc. use?**
Amerant Investments, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Amerant Investments, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/117284

**What changed in Amerant Investments, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 15 to 22. Regulatory assets under management went from $688,203,169 to $782,386,060 (+14%). Added an office in West Palm Beach, FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated April 22, 2026)

- Asset-based fee: up to 1.75% of assets a year (the maximum the brochure states)

> The specific manner in which fees are charged by AMTI is established in the client’s written agreement with AMTI and consists of an annual advisory fee of up to 1.75% computed on average daily balances and charged quarterly.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $782,386,060
- Discretionary: $482,005,698
- Non-discretionary: $300,380,362

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 841 | $139,413,652 |
| High net worth individuals | 143 | $268,213,389 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $26,841,474 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 13 | $6,612,920 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 299 | $341,304,625 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2002 (24 years)
- Employees: 35 total, 22 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, CT, FL, IL, NJ, NM, NY, TX
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/117284

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Aventura, FL
- Boca Raton, FL
- Miami, FL
- Tampa, FL
- West Palm Beach, FL
- Weston, FL

### Websites listed on Form ADV (Item 1.I)
- amerantinvestments.com
- amerantinvestments.marstone.com
- LinkedIn @amerantbank

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $533,764,411 | 33 | September 13, 2021 |
| October 2022 | $594,739,388 | 37 | March 18, 2022 |
| October 2023 | $601,033,195 | 37 | June 21, 2023 |
| October 2024 | $632,826,715 | 31 | September 20, 2024 |
| October 2025 | $688,203,169 | 41 | July 3, 2025 |
| October 2026 | $782,386,060 | 35 | April 22, 2026 |

Regulatory assets under management: $533,764,411 in the October 2021 data and $782,386,060 in the October 2026 data, up 47%.
Total employees: 33 in October 2021 and 35 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 15 to 22.
- Regulatory assets under management went from $688,203,169 to $782,386,060 (+14%).
- Added an office in West Palm Beach, FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Amerant Investments, Inc. (CRD 117284): Form ADV filing data as of October 2026.