{
  "crd_number": 322274,
  "slug": "amberlake-partners-sam-monaco-322274",
  "primary_business_name": "AMBERLAKE PARTNERS SAM",
  "legal_name": "AMBERLAKE PARTNERS SAM",
  "dbas": [],
  "city": "Monaco",
  "state": null,
  "country": "Monaco",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-05-22",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-03-19",
  "carried_forward": false,
  "raum_total": 97121000.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 97121000.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 7,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "insurance_companies": {
      "raum": 45150000.0,
      "count": 2,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 33875000.0,
      "count": 9
    },
    "corporations_other_businesses": {
      "raum": 18096000.0,
      "count": 3,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "commissions",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "periodicals_newsletters",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://amberlakepartners.com",
    "https://linkedin.com/company/amberlakepartners?viewAsMember=true"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/322274",
  "city_as_filed": "MONACO",
  "url": "https://advisorcensus.com/firm/amberlake-partners-sam-monaco-322274",
  "display_name": "Amberlake Partners SAM",
  "summary": "Amberlake Partners SAM is an SEC-registered investment advisory firm in Monaco, Monaco, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.",
  "citation": "AdvisorCensus. Amberlake Partners SAM (CRD 322274): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Commissions"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)",
    "Publication of periodicals or newsletters"
  ],
  "quick_answers": [
    {
      "q": "How is Amberlake Partners SAM compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Amberlake Partners SAM reports these compensation arrangements: a percentage of assets under its management; commissions."
    },
    {
      "q": "How much does Amberlake Partners SAM charge?",
      "a": "Its Form ADV Part 2A brochure dated March 19, 2026 states: Asset-based fee: 1% to 3% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Amberlake Partners SAM located?",
      "a": "Amberlake Partners SAM's principal office is in Monaco, Monaco, according to its Form ADV."
    },
    {
      "q": "Is Amberlake Partners SAM registered with the SEC or a state?",
      "a": "Amberlake Partners SAM is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 322274."
    },
    {
      "q": "How much does Amberlake Partners SAM manage?",
      "a": "Amberlake Partners SAM reports $97,121,000 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (0% discretionary)."
    },
    {
      "q": "How have Amberlake Partners SAM's assets and staff changed since 2023?",
      "a": "In the Form ADV data for Amberlake Partners SAM: Regulatory assets under management: $23,000,000 in the October 2023 data and $97,121,000 in the October 2026 data, up 322%. Total employees: 4 in October 2023 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Amberlake Partners SAM serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (9); corporations or other businesses not listed above (3); insurance companies (2)."
    },
    {
      "q": "Which custodians does Amberlake Partners SAM use?",
      "a": "Amberlake Partners SAM's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists CMB Monaco, Julius Baer Monaco and Societe Generale Monaco as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Amberlake Partners SAM report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/322274"
    },
    {
      "q": "What changed in Amberlake Partners SAM's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $57,200,000 to $97,121,000 (+70%)."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 23000000.0,
      "total_employees": 4,
      "filing_date": "2023-05-17"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 29000000.0,
      "total_employees": 5,
      "filing_date": "2024-06-04"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 57200000.0,
      "total_employees": 6,
      "filing_date": "2025-03-18"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 97121000.0,
      "total_employees": 7,
      "filing_date": "2026-03-19"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 3 to 4.",
        "Regulatory assets under management went from $57,200,000 to $97,121,000 (+70%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 19, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "1% to 3% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 1% to 3% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Typically, depending on the complexity of the portfolio , the Firm charges between 1.00% and 3.00% per annum."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        1.0,
        3.0
      ],
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Typically, depending on the complexity of the portfolio , the Firm charges between 1.00% and 3.00% per annum."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "CMB Monaco",
      "name_as_filed": "CMB MONACO",
      "affiliated": false
    },
    {
      "name": "Julius Baer Monaco",
      "name_as_filed": "JULIUS BAER MONACO",
      "affiliated": false
    },
    {
      "name": "Societe Generale Monaco",
      "name_as_filed": "SOCIETE GENERALE MONACO",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/amberlake-partners-sam-monaco-322274.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 9,
      "fewer_than_5": false,
      "raum": 33875000.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 2,
      "fewer_than_5": true,
      "raum": 45150000.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 3,
      "fewer_than_5": true,
      "raum": 18096000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/322274",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}