{ "crd_number": 170562, "slug": "alumni-ventures-manchester-nh-170562", "primary_business_name": "ALUMNI VENTURES", "legal_name": "ALUMNI VENTURES, LLC", "dbas": [], "city": "Manchester", "state": "NH", "country": "United States", "cbsa_code": "31700", "metro": { "cbsa_code": "31700", "common_name": "Manchester", "msa_name": "Manchester-Nashua, NH", "path": "/advisors/nh/manchester" }, "registration_type": "exempt", "registration_status": "ERA - Active", "registration_date": "2017-12-18", "years_registered": 8, "period": "2026-10-01", "filing_date": "2026-03-24", "carried_forward": false, "raum_total": null, "raum_discretionary": null, "raum_non_discretionary": null, "raum_band": "not_reported", "raum_band_label": "Not reported", "total_employees": null, "advisory_employees": null, "client_count_bucket": null, "clients_by_type": null, "compensation_types": [], "advisory_activities": [], "wrap_fee_participant": null, "disclosure_yes_count": 5, "states_registered": [], "websites": [ 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"https://instagram.com/alumniventures", "https://investor.av.vc", "https://investor.avgfunds.com", "https://linkedin.com/company/116-street-ventures", "https://linkedin.com/company/ai-fund-an-alumni-ventures-fund", "https://linkedin.com/company/alumni-ventures-ai-first", "https://linkedin.com/company/alumniventures", "https://linkedin.com/company/av-foundation-fund", "https://linkedin.com/company/av-us-strategic-tech-fund", "https://linkedin.com/company/av-womens-fund", "https://linkedin.com/company/bascom-ventures", "https://linkedin.com/company/blockchain-fintech-fund", "https://linkedin.com/company/blue-ivy-ventures", "https://linkedin.com/company/castor-ventures", "https://linkedin.com/company/chestnut-street-ventures", "https://linkedin.com/company/congress-avenue-ventures", "https://linkedin.com/company/deep-tech-fund-av-focused-fund", "https://linkedin.com/company/green-d-ventures", "https://linkedin.com/company/healthtech-av-focused-fund", "https://linkedin.com/company/lakeshore-ventures", "https://linkedin.com/company/nassau-street-ventures", "https://linkedin.com/company/next-gen-consumer-venture-syndicate", "https://linkedin.com/company/potomac-ventures", "https://linkedin.com/company/purple-arch-ventures", "https://linkedin.com/company/ring-ventures", "https://linkedin.com/company/seed-fund-av", "https://linkedin.com/company/spike-ventures", "https://linkedin.com/company/sports-fund-av-focused-fund", "https://linkedin.com/company/strawberry-creek-ventures", "https://linkedin.com/company/towerview-ventures", "https://linkedin.com/company/triphammer-ventures", "https://linkedin.com/company/waterman-ventures", "https://linkedin.com/company/westwood-ventures", "https://linkedin.com/company/yard-ventures", "https://project-web-entrepreneur-42bdc4c48af817.webflow.io", "https://techoptimist.vc", "https://threads.net/@alumniventures", "https://tiktok.com/@alumniventures", "https://twitter.com/116StVentures", "https://twitter.com/BasecampFund", "https://twitter.com/CastorVentures", "https://twitter.com/GreenDVentures", "https://twitter.com/LakeshoreVC", "https://twitter.com/Nassaustreet", "https://twitter.com/Purple_Arch", "https://twitter.com/RingVenturesVC", "https://twitter.com/TowerviewVC", "https://twitter.com/TriphammerVC", "https://twitter.com/WatermanVC", "https://twitter.com/Westwood_VC", "https://twitter.com/_ChestnutStreet", "https://twitter.com/alumniventures", "https://twitter.com/bascomventures", "https://twitter.com/blueivyventures", "https://twitter.com/congressavevc", "https://twitter.com/screekventures", "https://twitter.com/spikeventures", "https://twitter.com/yardventures", "https://vc-fundamentals.webflow.io", "https://vcs-100-greatest-hits.webflow.io", "https://ventsurely-template-7ccfca.webflow.io", "https://video.av.vc", "https://x.com/TechOptimist_AV", "https://youtube.com/@AlumniVentures", "https://youtube.com/@TechOptimist_AV" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/170562", "disclosure_items": [ { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "MANCHESTER", "url": "https://advisorcensus.com/firm/alumni-ventures-manchester-nh-170562", "display_name": "Alumni Ventures", "summary": "Alumni Ventures is an exempt reporting adviser in Manchester, NH, filing reports since 2017. Exempt reporting advisers do not report regulatory assets under management on Form ADV.", "citation": "AdvisorCensus. Alumni Ventures (CRD 170562): Form ADV filing data as of October 2026.", "registration_type_label": "Exempt reporting adviser", "compensation_labels": [], "advisory_activity_labels": [], "quick_answers": [ { "q": "Where is Alumni Ventures located?", "a": "Alumni Ventures' principal office is in Manchester, NH, according to its Form ADV; the April 2026 filing also lists 4 other offices (Schedule D, Section 1.F)." }, { "q": "How does Alumni Ventures report to regulators?", "a": "Alumni Ventures is an exempt reporting adviser, filing reports since 2017. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 170562." }, { "q": "Does Alumni Ventures report any disciplinary disclosures?", "a": "Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), 11.D(2) (another regulator's finding of a violation), and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/170562" }, { "q": "What changed in Alumni Ventures' recent Form ADV filings?", "a": "In the April 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2023-03-30" }, { "period": "2024-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2024-03-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2025-07-24" }, { "period": "2026-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2026-03-24" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/alumni-ventures-manchester-nh-170562.md", "clients": [], "disclosure_line": "Reports 5 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/170562", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }