# Altura Wealth Advisors Inc.

> Altura Wealth Advisors Inc. is an SEC-registered investment advisory firm in Santa Clara, CA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 309501
- Filed as: ALTURA WEALTH ADVISORS INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Santa Clara, CA
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/309501
- AdvisorCensus page: https://advisorcensus.com/firm/altura-wealth-advisors-inc-santa-clara-ca-309501

## Quick answers

**How is Altura Wealth Advisors Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Altura Wealth Advisors Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**What does Altura Wealth Advisors Inc.'s brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Up to $1,000,000: 1.35% a year; $1,000,001 to $2,000,000: 1.25% a year; $2,000,001 to $3,000,000: 1.15% a year; $3,000,001 to $5,000,000: 1.05% a year; $5,000,001 to $10,000,000: 0.9% a year; Above $10,000,001: 0.75% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Altura Wealth Advisors Inc. located?**
Altura Wealth Advisors Inc.'s principal office is in Santa Clara, CA, according to its Form ADV.

**Is Altura Wealth Advisors Inc. registered with the SEC or a state?**
Altura Wealth Advisors Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 309501.

**How much does Altura Wealth Advisors Inc. manage?**
Altura Wealth Advisors Inc. reports $250,101,374 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (92% discretionary).

**How have Altura Wealth Advisors Inc.'s assets and staff changed since 2022?**
In the Form ADV data for Altura Wealth Advisors Inc.: Regulatory assets under management: $119,925,032 in the October 2022 data and $250,101,374 in the October 2026 data, up 109%. Total employees: 3 in October 2022 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Altura Wealth Advisors Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (379); high net worth individuals (69).

**Which custodians does Altura Wealth Advisors Inc. use?**
Altura Wealth Advisors Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Altura Wealth Advisors Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309501

**Does Altura Wealth Advisors Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 27, 2026 says: "There is no account minimum for any of Altura’s services."

**What changed in Altura Wealth Advisors Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $169,006,766 to $250,101,374 (+48%). Registered or notice-filed in CO, NV, TX. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Up to $1,000,000: 1.35% a year
- $1,000,001 to $2,000,000: 1.25% a year
- $2,000,001 to $3,000,000: 1.15% a year
- $3,000,001 to $5,000,000: 1.05% a year
- $5,000,001 to $10,000,000: 0.9% a year
- Above $10,000,001: 0.75% a year

> Altura charges clients Management Fees, monthly or quarterly, in advance, based on a percentage of all assets under management ... based on the percentages shown in the standard fee schedule below.

> Up to $1,000,000 1.35% $1,000,001 - $2,000,000 1.25% $2,000,001 - $3,000,000 1.15% $3,000,001 - $5,000,000 1.05% $5,000,001 - $10,000,000 0.90% Over $10,000,000 0.75%

- Account minimum: None

> There is no account minimum for any of Altura’s services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $250,101,374
- Discretionary: $228,852,954
- Non-discretionary: $21,248,420

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 379 | $88,912,489 |
| High net worth individuals | 69 | $161,188,885 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (4 years)
- Employees: 12 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, NV, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- alturawealthadvisors.com
- Facebook @alturawealthadvisors
- Instagram @alturawealthadvisors
- LinkedIn @alturawealthadvisors
- YouTube @alturawealthadvisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $119,925,032 | 3 | August 15, 2022 |
| October 2023 | $90,305,720 | 4 | February 28, 2023 |
| October 2024 | $101,418,083 | 3 | February 21, 2024 |
| October 2025 | $169,006,766 | 4 | March 25, 2025 |
| October 2026 | $250,101,374 | 12 | March 27, 2026 |

Regulatory assets under management: $119,925,032 in the October 2022 data and $250,101,374 in the October 2026 data, up 109%.
Total employees: 3 in October 2022 and 12 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $169,006,766 to $250,101,374 (+48%).
- Registered or notice-filed in CO, NV, TX.
- Updated its list of owners and control persons (Schedule A).

### January 2026
- Changed its legal name from ESG Planning to Altura Wealth Advisors Inc..

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Altura Wealth Advisors Inc. (CRD 309501): Form ADV filing data as of October 2026.