{
  "crd_number": 309501,
  "slug": "altura-wealth-advisors-inc-santa-clara-ca-309501",
  "primary_business_name": "ALTURA WEALTH ADVISORS INC.",
  "legal_name": "ALTURA WEALTH ADVISORS INC.",
  "dbas": [],
  "city": "Santa Clara",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41940",
  "metro": {
    "cbsa_code": "41940",
    "common_name": "San Jose",
    "msa_name": "San Jose-Sunnyvale-Santa Clara, CA",
    "path": "/advisors/ca/san-jose"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-10-08",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": 250101374.0,
  "raum_discretionary": 228852954.0,
  "raum_non_discretionary": 21248420.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 12,
  "advisory_employees": 4,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 88912489.0,
      "count": 379
    },
    "high_net_worth_individuals": {
      "raum": 161188885.0,
      "count": 69
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO",
    "NV",
    "TX"
  ],
  "websites": [
    "https://alturawealthadvisors.com",
    "https://facebook.com/alturawealthadvisors",
    "https://instagram.com/alturawealthadvisors",
    "https://linkedin.com/company/alturawealthadvisors/posts?feedView=all",
    "https://youtube.com/@alturawealthadvisors"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/309501",
  "city_as_filed": "SANTA CLARA",
  "url": "https://advisorcensus.com/firm/altura-wealth-advisors-inc-santa-clara-ca-309501",
  "display_name": "Altura Wealth Advisors Inc.",
  "summary": "Altura Wealth Advisors Inc. is an SEC-registered investment advisory firm in Santa Clara, CA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.",
  "citation": "AdvisorCensus. Altura Wealth Advisors Inc. (CRD 309501): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Altura Wealth Advisors Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Altura Wealth Advisors Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "How much does Altura Wealth Advisors Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated March 27, 2026 states: Up to $1,000,000: 1.35% a year; $1,000,001 to $2,000,000: 1.25% a year; $2,000,001 to $3,000,000: 1.15% a year; $3,000,001 to $5,000,000: 1.05% a year; $5,000,001 to $10,000,000: 0.9% a year; Above $10,000,001: 0.75% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Altura Wealth Advisors Inc. located?",
      "a": "Altura Wealth Advisors Inc.'s principal office is in Santa Clara, CA, according to its Form ADV."
    },
    {
      "q": "Is Altura Wealth Advisors Inc. registered with the SEC or a state?",
      "a": "Altura Wealth Advisors Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 309501."
    },
    {
      "q": "How much does Altura Wealth Advisors Inc. manage?",
      "a": "Altura Wealth Advisors Inc. reports $250,101,374 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (92% discretionary)."
    },
    {
      "q": "How have Altura Wealth Advisors Inc.'s assets and staff changed since 2022?",
      "a": "In the Form ADV data for Altura Wealth Advisors Inc.: Regulatory assets under management: $119,925,032 in the October 2022 data and $250,101,374 in the October 2026 data, up 109%. Total employees: 3 in October 2022 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Altura Wealth Advisors Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (379); high net worth individuals (69)."
    },
    {
      "q": "Which custodians does Altura Wealth Advisors Inc. use?",
      "a": "Altura Wealth Advisors Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Altura Wealth Advisors Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309501"
    },
    {
      "q": "Does Altura Wealth Advisors Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 27, 2026 says: \"There is no account minimum for any of Altura’s services.\""
    },
    {
      "q": "What changed in Altura Wealth Advisors Inc.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $169,006,766 to $250,101,374 (+48%). Registered or notice-filed in CO, NV, TX. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 119925032.0,
      "total_employees": 3,
      "filing_date": "2022-08-15"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 90305720.0,
      "total_employees": 4,
      "filing_date": "2023-02-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 101418083.0,
      "total_employees": 3,
      "filing_date": "2024-02-21"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 169006766.0,
      "total_employees": 4,
      "filing_date": "2025-03-25"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 250101374.0,
      "total_employees": 12,
      "filing_date": "2026-03-27"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $169,006,766 to $250,101,374 (+48%).",
        "Registered or notice-filed in CO, NV, TX.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Changed its legal name from ESG Planning to Altura Wealth Advisors Inc.."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 27, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $1,000,000",
        "rate": "1.35%"
      },
      {
        "band": "$1,000,001 to $2,000,000",
        "rate": "1.25%"
      },
      {
        "band": "$2,000,001 to $3,000,000",
        "rate": "1.15%"
      },
      {
        "band": "$3,000,001 to $5,000,000",
        "rate": "1.05%"
      },
      {
        "band": "$5,000,001 to $10,000,000",
        "rate": "0.9%"
      },
      {
        "band": "Above $10,000,001",
        "rate": "0.75%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $1,000,000: 1.35% a year",
          "$1,000,001 to $2,000,000: 1.25% a year",
          "$2,000,001 to $3,000,000: 1.15% a year",
          "$3,000,001 to $5,000,000: 1.05% a year",
          "$5,000,001 to $10,000,000: 0.9% a year",
          "Above $10,000,001: 0.75% a year"
        ],
        "quotes": [
          "Altura charges clients Management Fees, monthly or quarterly, in advance, based on a percentage of all assets under management ... based on the percentages shown in the standard fee schedule below.",
          "Up to $1,000,000 1.35% $1,000,001 - $2,000,000 1.25% $2,000,001 - $3,000,000 1.15% $3,000,001 - $5,000,000 1.05% $5,000,001 - $10,000,000 0.90% Over $10,000,000 0.75%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "There is no account minimum for any of Altura’s services."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 1000000.0,
          "rate_pct": 1.35
        },
        {
          "min": 1000001.0,
          "max": 2000000.0,
          "rate_pct": 1.25
        },
        {
          "min": 2000001.0,
          "max": 3000000.0,
          "rate_pct": 1.15
        },
        {
          "min": 3000001.0,
          "max": 5000000.0,
          "rate_pct": 1.05
        },
        {
          "min": 5000001.0,
          "max": 10000000.0,
          "rate_pct": 0.9
        },
        {
          "min": 10000001.0,
          "max": null,
          "rate_pct": 0.75
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Altura charges clients Management Fees, monthly or quarterly, in advance, based on a percentage of all assets under management ... based on the percentages shown in the standard fee schedule below.",
      "Up to $1,000,000 1.35% $1,000,001 - $2,000,000 1.25% $2,000,001 - $3,000,000 1.15% $3,000,001 - $5,000,000 1.05% $5,000,001 - $10,000,000 0.90% Over $10,000,000 0.75%",
      "There is no account minimum for any of Altura’s services."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/altura-wealth-advisors-inc-santa-clara-ca-309501.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 379,
      "fewer_than_5": false,
      "raum": 88912489.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 69,
      "fewer_than_5": false,
      "raum": 161188885.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/309501",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}