# Altum Capital Management, LLC

> Altum Capital Management, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 160123
- Filed as: ALTUM CAPITAL MANAGEMENT, LLC
- Also doing business as: ALTUM CAPITAL MANAGEMENT (UK) LTD. (RELYING ADVISER)
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/160123
- AdvisorCensus page: https://advisorcensus.com/firm/altum-capital-management-llc-new-york-ny-160123

## Quick answers

**How is Altum Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Altum Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Altum Capital Management, LLC located?**
Altum Capital Management, LLC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Altum Capital Management, LLC registered with the SEC or a state?**
Altum Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160123.

**How much does Altum Capital Management, LLC manage?**
Altum Capital Management, LLC reports $647,751,477 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Altum Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Altum Capital Management, LLC: Regulatory assets under management: $1,064,828,680 in the October 2021 data and $647,751,477 in the October 2026 data, down 39%. Total employees: 17 in October 2021 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Altum Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Does Altum Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160123

**What changed in Altum Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $770,624,194 to $647,751,477 (-16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $647,751,477
- Discretionary: $647,751,477
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $647,751,477 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 20 total, 5 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- London

### Websites listed on Form ADV (Item 1.I)
- altumcredit.com
- LinkedIn @altum-capital-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,064,828,680 | 17 | March 30, 2021 |
| October 2022 | $959,273,332 | 16 | March 30, 2022 |
| October 2023 | $761,385,695 | 17 | March 29, 2023 |
| October 2024 | $744,024,608 | 21 | March 26, 2024 |
| October 2025 | $770,624,194 | 21 | March 26, 2025 |
| October 2026 | $647,751,477 | 20 | March 30, 2026 |

Regulatory assets under management: $1,064,828,680 in the October 2021 data and $647,751,477 in the October 2026 data, down 39%.
Total employees: 17 in October 2021 and 20 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $770,624,194 to $647,751,477 (-16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Altum Capital Management, LLC (CRD 160123): Form ADV filing data as of October 2026.