# Altman Investment Management LLC

> Altman Investment Management LLC is an SEC-registered investment advisory firm in Princeton, NJ, registered since 2001, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.

- CRD: 113832
- Filed as: ALTMAN INVESTMENT MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Princeton, NJ
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/113832
- AdvisorCensus page: https://advisorcensus.com/firm/altman-investment-management-llc-princeton-nj-113832

## Quick answers

**How is Altman Investment Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Altman Investment Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Altman Investment Management LLC located?**
Altman Investment Management LLC's principal office is in Princeton, NJ, according to its Form ADV.

**Is Altman Investment Management LLC registered with the SEC or a state?**
Altman Investment Management LLC is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 113832.

**How much does Altman Investment Management LLC manage?**
Altman Investment Management LLC reports $119,915,238 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (100% discretionary).

**How have Altman Investment Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Altman Investment Management LLC: Regulatory assets under management: $97,200,893 in the October 2021 data and $119,915,238 in the October 2026 data, up 23%. Total employees: 6 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Altman Investment Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (39).

**Which custodians does Altman Investment Management LLC use?**
Altman Investment Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Altman Investment Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113832

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- UBS Financial Services Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $119,915,238
- Discretionary: $119,915,238
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $1,078,707 |
| High net worth individuals | 39 | $118,836,531 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2001 (25 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [altmaninvest.com](https://altmaninvest.com)
- LinkedIn @ALTMAN-INVESTMENT-MANAGEMENT-LLC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $97,200,893 | 6 | March 16, 2021 |
| October 2022 | $113,709,424 | 5 | March 23, 2022 |
| October 2023 | $111,081,863 | 5 | March 15, 2023 |
| October 2024 | $113,158,389 | 5 | March 12, 2024 |
| October 2025 | $112,083,042 | 5 | March 19, 2025 |
| October 2026 | $119,915,238 | 5 | March 17, 2026 |

Regulatory assets under management: $97,200,893 in the October 2021 data and $119,915,238 in the October 2026 data, up 23%.
Total employees: 6 in October 2021 and 5 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Altman Investment Management LLC (CRD 113832): Form ADV filing data as of October 2026.