{
  "crd_number": 316907,
  "slug": "altamira-financial-group-llc-santa-fe-nm-316907",
  "primary_business_name": "ALTAMIRA FINANCIAL GROUP, LLC",
  "legal_name": "ALTAMIRA FINANCIAL GROUP, LLC",
  "dbas": [],
  "city": "Santa Fe",
  "state": "NM",
  "country": "United States",
  "cbsa_code": "42140",
  "metro": {
    "cbsa_code": "42140",
    "common_name": "Santa Fe",
    "msa_name": "Santa Fe, NM",
    "path": "/advisors/nm/santa-fe"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-03-03",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": 130326433.0,
  "raum_discretionary": 130326433.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 20215404.0,
      "count": 99
    },
    "pension_profit_sharing": {
      "raum": 2085911.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 108025118.0,
      "count": 16
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO",
    "NM"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/316907",
  "city_as_filed": "SANTA FE",
  "url": "https://advisorcensus.com/firm/altamira-financial-group-llc-santa-fe-nm-316907",
  "display_name": "Altamira Financial Group, LLC",
  "summary": "Altamira Financial Group, LLC is an SEC-registered investment advisory firm in Santa Fe, NM, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.",
  "citation": "AdvisorCensus. Altamira Financial Group, LLC (CRD 316907): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Altamira Financial Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Altamira Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "How much does Altamira Financial Group, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 27, 2026 states: Hourly rate: $200 an hour (financial plan); Hourly rate: $200 an hour (limited scope engagements). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Altamira Financial Group, LLC located?",
      "a": "Altamira Financial Group, LLC's principal office is in Santa Fe, NM, according to its Form ADV."
    },
    {
      "q": "Is Altamira Financial Group, LLC registered with the SEC or a state?",
      "a": "Altamira Financial Group, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 316907."
    },
    {
      "q": "How much does Altamira Financial Group, LLC manage?",
      "a": "Altamira Financial Group, LLC reports $130,326,433 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)."
    },
    {
      "q": "How have Altamira Financial Group, LLC's assets and staff changed since 2025?",
      "a": "In the Form ADV data for Altamira Financial Group, LLC: Regulatory assets under management: $115,920,360 in the October 2025 data and $130,326,433 in the October 2026 data, up 12%. Total employees: 3 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Altamira Financial Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (99); high net worth individuals (16)."
    },
    {
      "q": "Which custodians does Altamira Financial Group, LLC use?",
      "a": "Altamira Financial Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Altamira Financial Group, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/316907"
    },
    {
      "q": "Does Altamira Financial Group, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 27, 2026 says: \"We impose a $25,000 minimum account value to initiate our Firm’s advisory and money management services, however, this may be waived as deemed appropriate by the Firm.\""
    },
    {
      "q": "What changed in Altamira Financial Group, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $115,920,360 to $130,326,433 (+12%)."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 115920360.0,
      "total_employees": 3,
      "filing_date": "2025-06-13"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 130326433.0,
      "total_employees": 3,
      "filing_date": "2026-03-27"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $115,920,360 to $130,326,433 (+12%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 27, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$25,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $200 an hour (financial plan)",
      "Hourly rate: $200 an hour (limited scope engagements)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $25,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "We impose a $25,000 minimum account value to initiate our Firm’s advisory and money management services, however, this may be waived as deemed appropriate by the Firm."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $200 an hour (financial plan)"
        ],
        "quotes": [
          "The hourly rate used for this purpose is $200/hour. The hourly rate would be stated in your executed Financial Planning Agreement."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $200 an hour (limited scope engagements)"
        ],
        "quotes": [
          "The hourly rate for limited scope engagements is $200."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 25000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 200.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "financial plan"
        },
        {
          "kind": "hourly",
          "amount": 200.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "limited scope engagements"
        }
      ]
    },
    "quotes": [
      "We impose a $25,000 minimum account value to initiate our Firm’s advisory and money management services, however, this may be waived as deemed appropriate by the Firm.",
      "The hourly rate used for this purpose is $200/hour. The hourly rate would be stated in your executed Financial Planning Agreement.",
      "The hourly rate for limited scope engagements is $200."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "LPL Financial LLC",
      "name_as_filed": "LPL FINANCIAL LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/altamira-financial-group-llc-santa-fe-nm-316907.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 99,
      "fewer_than_5": false,
      "raum": 20215404.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 16,
      "fewer_than_5": false,
      "raum": 108025118.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 2085911.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/316907",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}