# Alta Capital Management LLC

> Alta Capital Management LLC is an SEC-registered investment advisory firm in Salt Lake City, UT, registered since 1995, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 26, 2026.

- CRD: 106786
- Filed as: ALTA CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Salt Lake City, UT
- Filing period: October 2026
- Form ADV filing dated: June 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106786
- AdvisorCensus page: https://advisorcensus.com/firm/alta-capital-management-llc-salt-lake-city-ut-106786

## Quick answers

**How is Alta Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Alta Capital Management LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Alta Capital Management LLC located?**
Alta Capital Management LLC's principal office is in Salt Lake City, UT, according to its Form ADV.

**Is Alta Capital Management LLC registered with the SEC or a state?**
Alta Capital Management LLC is an SEC-registered investment advisory firm, registered since 1995. Status as filed: Approved. CRD 106786.

**How much does Alta Capital Management LLC manage?**
Alta Capital Management LLC reports $1,598,578,238 in regulatory assets under management in its Form ADV filing dated June 26, 2026 (100% discretionary).

**How have Alta Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Alta Capital Management LLC: Regulatory assets under management: $2,024,452,376 in the October 2021 data and $1,598,578,238 in the October 2026 data, down 21%. Total employees: 23 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alta Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (905); high net worth individuals (288); corporations or other businesses not listed above (64).

**Which custodians does Alta Capital Management LLC use?**
Alta Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Alta Capital Management LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106786

**What changed in Alta Capital Management LLC's recent Form ADV filings?**
In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,598,578,238
- Discretionary: $1,598,578,238
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 905 | $366,948,119 |
| High net worth individuals | 288 | $642,800,780 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $62,309,836 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 22 | $168,130,136 |
| Charitable organizations | 7 | $20,756,913 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $3,243,693 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | 64 | $285,462,840 |
| Other | 20 | $48,925,921 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1995 (30 years)
- Employees: 19 total, 12 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.H(2): Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106786

### Websites listed on Form ADV (Item 1.I)
- altacapital.com
- LinkedIn @alta-capital-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,024,452,376 | 23 | March 31, 2021 |
| October 2022 | $2,197,146,590 | 24 | March 24, 2022 |
| October 2023 | $1,473,348,203 | 25 | June 16, 2023 |
| October 2024 | $1,710,281,631 | 28 | July 30, 2024 |
| October 2025 | $1,788,897,170 | 28 | March 24, 2025 |
| October 2026 | $1,598,578,238 | 19 | June 26, 2026 |

Regulatory assets under management: $2,024,452,376 in the October 2021 data and $1,598,578,238 in the October 2026 data, down 21%.
Total employees: 23 in October 2021 and 19 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.H(2)).
- Employees performing advisory functions went from 18 to 12.
- Regulatory assets under management went from $1,788,897,170 to $1,598,578,238 (-11%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alta Capital Management LLC (CRD 106786): Form ADV filing data as of October 2026.