# Alpine Woods Capital Investors, LLC

> Alpine Woods Capital Investors, LLC is an SEC-registered investment advisory firm in Purchase, NY, registered since 1997, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 21, 2026.

- CRD: 112496
- Filed as: ALPINE WOODS CAPITAL INVESTORS, LLC
- Also doing business as: ALPINE SAXON WOODS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Purchase, NY
- Filing period: October 2026
- Form ADV filing dated: April 21, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/112496
- AdvisorCensus page: https://advisorcensus.com/firm/alpine-woods-capital-investors-llc-purchase-ny-112496

## Quick answers

**How is Alpine Woods Capital Investors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Alpine Woods Capital Investors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Alpine Woods Capital Investors, LLC charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 1% to 1.25% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Alpine Woods Capital Investors, LLC located?**
Alpine Woods Capital Investors, LLC's principal office is in Purchase, NY, according to its Form ADV.

**Is Alpine Woods Capital Investors, LLC registered with the SEC or a state?**
Alpine Woods Capital Investors, LLC is an SEC-registered investment advisory firm, registered since 1997. Status as filed: Approved. CRD 112496.

**How much does Alpine Woods Capital Investors, LLC manage?**
Alpine Woods Capital Investors, LLC reports $180,610,000 in regulatory assets under management in its Form ADV filing dated April 21, 2026 (100% discretionary).

**How have Alpine Woods Capital Investors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Alpine Woods Capital Investors, LLC: Regulatory assets under management: $475,044,586 in the October 2021 data and $180,610,000 in the October 2026 data, down 62%. Total employees: 17 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alpine Woods Capital Investors, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Which custodians does Alpine Woods Capital Investors, LLC use?**
Alpine Woods Capital Investors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Jefferies LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Alpine Woods Capital Investors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/112496

**What changed in Alpine Woods Capital Investors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Added the business name Alpine Saxon Woods. Regulatory assets under management went from $364,068,932 to $180,610,000 (-50%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Asset-based fee: 1% to 1.25% a year (a range, as the brochure states it)

> Management fees are computed at an annual rate between 1.00% and 1.25% of each Private Fund’s assets under management, depending on the series of interests owned by each Private Fund investor.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Jefferies LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $180,610,000
- Discretionary: $180,610,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $116,716,000 |
| Charitable organizations | Fewer than 5 | $63,894,000 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1997 (28 years)
- Employees: 12 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- alpinesaxonwoods.com
- LinkedIn @ALPINE-WOODS-CAPITAL-INVESTORS

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $475,044,586 | 17 | March 31, 2021 |
| October 2022 | $512,988,837 | 17 | September 20, 2022 |
| October 2023 | $360,939,756 | 15 | March 31, 2023 |
| October 2024 | $390,280,892 | 14 | March 27, 2024 |
| October 2025 | $364,068,932 | 12 | March 31, 2025 |
| October 2026 | $180,610,000 | 12 | April 21, 2026 |

Regulatory assets under management: $475,044,586 in the October 2021 data and $180,610,000 in the October 2026 data, down 62%.
Total employees: 17 in October 2021 and 12 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Added the business name Alpine Saxon Woods.
- Regulatory assets under management went from $364,068,932 to $180,610,000 (-50%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alpine Woods Capital Investors, LLC (CRD 112496): Form ADV filing data as of October 2026.