# Alphaq Advisors

> Alphaq Advisors is an SEC-registered investment advisory firm in Winter Park, FL, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 18, 2026.

- CRD: 141006
- Filed as: ALPHAQ ADVISORS
- Legal name: Alphaq Advisors LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Winter Park, FL
- Filing period: October 2026
- Form ADV filing dated: February 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/141006
- AdvisorCensus page: https://advisorcensus.com/firm/alphaq-advisors-winter-park-fl-141006

## Quick answers

**How is Alphaq Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Alphaq Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Alphaq Advisors charge?**
Its Form ADV Part 2A brochure dated February 13, 2026 states: Hourly rate: $250 to $1,000 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Alphaq Advisors located?**
Alphaq Advisors' principal office is in Winter Park, FL, according to its Form ADV.

**Is Alphaq Advisors registered with the SEC or a state?**
Alphaq Advisors is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 141006.

**How much does Alphaq Advisors manage?**
Alphaq Advisors reports $90,630,000 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (87% discretionary).

**How have Alphaq Advisors' assets and staff changed since 2021?**
In the Form ADV data for Alphaq Advisors: Regulatory assets under management: $103,000,000 in the October 2021 data and $90,630,000 in the October 2026 data, down 12%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alphaq Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (64); high net worth individuals (22); corporations or other businesses not listed above (1).

**Which custodians does Alphaq Advisors use?**
Alphaq Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Alphaq Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/141006

**What changed in Alphaq Advisors' recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $59,462,442 to $90,630,000 (+52%). Registered or notice-filed in NJ.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated February 13, 2026)

- Hourly rate: $250 to $1,000 an hour (financial planning services)

> We charge an hourly fee which ranges from $250 - $1,000 for financial planning services, and is negotiable depending on the scope and complexity of the plan, your situation, and your financial objectives.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $90,630,000
- Discretionary: $78,987,660
- Non-discretionary: $11,642,340

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 64 | $20,606,835 |
| High net worth individuals | 22 | $69,948,856 |
| Corporations or other businesses not listed above | 1 | $74,309 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NJ, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $103,000,000 | 3 | August 10, 2021 |
| October 2022 | $220,000,000 | 7 | August 5, 2022 |
| October 2023 | $250,000,000 | 7 | March 28, 2023 |
| October 2024 | $332,488,972 | 2 | August 8, 2024 |
| October 2025 | $59,462,442 | 2 | June 30, 2025 |
| October 2026 | $90,630,000 | 2 | February 18, 2026 |

Regulatory assets under management: $103,000,000 in the October 2021 data and $90,630,000 in the October 2026 data, down 12%.
Total employees: 3 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $59,462,442 to $90,630,000 (+52%).
- Registered or notice-filed in NJ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alphaq Advisors (CRD 141006): Form ADV filing data as of October 2026.