# Alphapoint, Inc.

> Alphapoint, Inc. is an SEC-registered investment advisory firm in Corona del Mar, CA, registered since 2004, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 130115
- Filed as: ALPHAPOINT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Corona del Mar, CA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/130115
- AdvisorCensus page: https://advisorcensus.com/firm/alphapoint-inc-corona-del-mar-ca-130115

## Quick answers

**How is Alphapoint, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Alphapoint, Inc. reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees).

**Where is Alphapoint, Inc. located?**
Alphapoint, Inc.'s principal office is in Corona del Mar, CA, according to its Form ADV.

**Is Alphapoint, Inc. registered with the SEC or a state?**
Alphapoint, Inc. is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 130115.

**How much does Alphapoint, Inc. manage?**
Alphapoint, Inc. reports $5,557,761,894 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (1% discretionary).

**How have Alphapoint, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Alphapoint, Inc.: Regulatory assets under management: $4,092,126,152 in the October 2021 data and $5,557,761,894 in the October 2026 data, up 36%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alphapoint, Inc. serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (115).

**Which custodians does Alphapoint, Inc. use?**
Alphapoint, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Empower Financial Services, Inc., Fidelity Brokerage Services LLC, Lincoln Financial Investment Services Corporation and Voya Financial Advisors, Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Alphapoint, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/130115

**Does Alphapoint, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "AlphaPoint does not have a minimum account size requirement for opening or maintaining an account."

**What changed in Alphapoint, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $4,976,536,283 to $5,557,761,894 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: None

> AlphaPoint does not have a minimum account size requirement for opening or maintaining an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Empower Financial Services, Inc.
- Fidelity Brokerage Services LLC
- Lincoln Financial Investment Services Corporation
- Voya Financial Advisors, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $5,557,761,894
- Discretionary: $39,112,167
- Non-discretionary: $5,518,649,727

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 115 | $5,557,761,894 |

### Advisory services (Item 5.G)
- Financial planning services
- Pension consulting services

### Firm details
- Registered since: 2004 (22 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, HI, MO, NM, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $4,092,126,152 | 1 | April 27, 2021 |
| October 2022 | $4,721,726,887 | 1 | May 11, 2022 |
| October 2023 | $4,006,463,683 | 1 | March 24, 2023 |
| October 2024 | $4,577,887,532 | 1 | March 14, 2024 |
| October 2025 | $4,976,536,283 | 1 | March 26, 2025 |
| October 2026 | $5,557,761,894 | 1 | March 31, 2026 |

Regulatory assets under management: $4,092,126,152 in the October 2021 data and $5,557,761,894 in the October 2026 data, up 36%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $4,976,536,283 to $5,557,761,894 (+12%).

### January 2026
- No longer registered or notice-filed in WA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alphapoint, Inc. (CRD 130115): Form ADV filing data as of October 2026.