{ "crd_number": 174346, "slug": "alphacore-capital-llc-la-jolla-ca-174346", "primary_business_name": "ALPHACORE CAPITAL LLC", "legal_name": "ALPHACORE CAPITAL LLC", "dbas": [ "ALPHACORE WEALTH ADVISORS", "ALPHACORE WEALTH ADVISORY" ], "city": "La Jolla", "state": "CA", "country": "United States", "cbsa_code": "41740", "metro": { "cbsa_code": "41740", "common_name": "San Diego", "msa_name": "San Diego-Chula Vista-Carlsbad, CA", "path": "/advisors/ca/san-diego" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2016-09-28", "years_registered": 10, "period": "2026-10-01", "filing_date": "2026-10-01", "carried_forward": false, "raum_total": 12959408390.0, "raum_discretionary": 12366804279.0, "raum_non_discretionary": 592604111.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 124, "advisory_employees": 70, "client_count_bucket": null, "clients_by_type": { "other": { "raum": 0.0, "count": 0 }, "charitable": { "raum": 30043986.0, "count": 22 }, "individuals": { "raum": 911547832.0, "count": 1776 }, "banking_thrift": { "raum": 205891909.0, "count": 2 }, "state_municipal": { "raum": 0.0, "count": 0 }, "insurance_companies": { "raum": 0.0, "count": 0 }, "investment_companies": { "raum": 0.0, "count": 0 }, "pension_profit_sharing": { "raum": 18501024.0, "count": 17 }, "other_investment_advisers": { "raum": 0.0, "count": 0 }, "high_net_worth_individuals": { "raum": 11580280088.0, "count": 2209 }, "pooled_investment_vehicles": { "raum": 26664294.0, "count": 1 }, "corporations_other_businesses": { "raum": 186479257.0, "count": 38 }, "business_development_companies": { "raum": 0.0, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": 0.0, "count": 0 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AK", "AL", "AR", "AZ", "CA", "CO", "CT", "DC", "DE", "FL", "GA", "HI", "IA", "ID", "IL", "IN", "KS", "KY", "LA", "MA", "MD", "ME", "MI", "MN", "MO", "MT", "NC", "NE", "NH", "NJ", "NM", "NV", "NY", "OH", "OK", "OR", "PA", "RI", "SC", "TN", "TX", "UT", "VA", "VT", "WA", "WI", "WV", "WY" ], "websites": [ "https://alphacore.com", "https://alphacorecap.com", "https://alphacorewealth.com", "https://braveasset.com", "https://bravefamilyadvisors.com", "https://callancapital.com", "https://elkriverwealth.com", "https://elkriverwealthmanagement.com", "https://elkriverwm.com", "https://instagram.com/alphacorewealthadvisory?hl=en", "https://linkedin.com/company/alphacore-capital-llc", "https://linkedin.com/company/brave-asset-management", "https://linkedin.com/company/elkriverwealth", "https://linkedin.com/company/spc-financial-inc/mycompany", "https://meetalphacore.com", "https://open.spotify.com/show/67pBO2WB5qXlV7MEwQ48Kg", "https://podcasts.apple.com/us/podcast/upside-capture/id1888226015", "https://spcfinancial.com", "https://x.com/AlphacoreWealth", "https://youtube.com/@AlphaCoreWealthAdvisory", "https://youtube.com/@UpsideCapture" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/174346", "city_as_filed": "LA JOLLA", "url": "https://advisorcensus.com/firm/alphacore-capital-llc-la-jolla-ca-174346", "display_name": "Alphacore Capital LLC", "summary": "Alphacore Capital LLC is an SEC-registered investment advisory firm in La Jolla, CA, registered since 2016, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated October 1, 2026.", "citation": "AdvisorCensus. Alphacore Capital LLC (CRD 174346): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Alphacore Capital LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Alphacore Capital LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)." }, { "q": "Where is Alphacore Capital LLC located?", "a": "Alphacore Capital LLC's principal office is in La Jolla, CA, according to its Form ADV; the September 2026 filing also lists 13 other offices (Schedule D, Section 1.F)." }, { "q": "Is Alphacore Capital LLC registered with the SEC or a state?", "a": "Alphacore Capital LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 174346." }, { "q": "How much does Alphacore Capital LLC manage?", "a": "Alphacore Capital LLC reports $12,959,408,390 in regulatory assets under management in its Form ADV filing dated October 1, 2026 (95% discretionary)." }, { "q": "How have Alphacore Capital LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Alphacore Capital LLC: Regulatory assets under management: $1,043,547,674 in the October 2021 data and $12,959,408,390 in the October 2026 data, up 1142%. Total employees: 18 in October 2021 and 124 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Alphacore Capital LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (2,209); individuals (other than high net worth individuals) (1,776); corporations or other businesses not listed above (38)." }, { "q": "Which custodians does Alphacore Capital LLC use?", "a": "Alphacore Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Alphacore Capital LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/174346" }, { "q": "Does Alphacore Capital LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated August 28, 2026 says: \"While our standard new relationship size is $1 million, AlphaCore reserves the right to accept or to not accept any potential client, or to terminate any current client, at our sole discretion.\" \"Our account minimum is generally $1 million.\"" }, { "q": "What changed in Alphacore Capital LLC's recent Form ADV filings?", "a": "In the September 2026 filing data: Employees performing advisory functions went from 69 to 70. Regulatory assets under management went from $9,028,614,790 to $12,959,408,390 (+44%). Added an office in Summit, NJ. Added an office in Tiverton, RI. Registered or notice-filed in WV." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1043547674.0, "total_employees": 18, "filing_date": "2021-08-26" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1290895131.0, "total_employees": 23, "filing_date": "2022-08-03" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2325402186.0, "total_employees": 28, "filing_date": "2023-09-26" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2441972009.0, "total_employees": 32, "filing_date": "2024-06-14" }, { "period": "2025-10-01", "regulatory_assets_under_management": 6060926747.0, "total_employees": 71, "filing_date": "2025-05-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 12959408390.0, "total_employees": 124, "filing_date": "2026-10-01" } ], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Employees performing advisory functions went from 69 to 70.", "Regulatory assets under management went from $9,028,614,790 to $12,959,408,390 (+44%).", "Added an office in Summit, NJ.", "Added an office in Tiverton, RI.", "Registered or notice-filed in WV." ] }, { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Added an office in Denver, CO.", "Added an office in Los Gatos, CA.", "Registered or notice-filed in MO." ] }, { "period": "2026-05-01", "period_label": "May 2026", "notes": [ "Added an office in Ocean View, DE." ] }, { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Regulatory assets under management went from $6,060,926,747 to $9,028,614,790 (+49%).", "Employees performing advisory functions went from 42 to 69.", "Added an office in Scottsdale, AZ." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Added an office in Denver, CO.", "Registered or notice-filed in AR, DC, ME." ] }, { "period": "2025-11-01", "period_label": "November 2025", "notes": [ "Added an office in Rockville, MD." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated August 28, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "$1,000,000", "account_minimum_may_be_waived": true, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)" ], "quotes": [ "While our standard new relationship size is $1 million, AlphaCore reserves the right to accept or to not accept any potential client, or to terminate any current client, at our sole discretion.", "Our account minimum is generally $1 million." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 1000000.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "While our standard new relationship size is $1 million, AlphaCore reserves the right to accept or to not accept any potential client, or to terminate any current client, at our sole discretion.", "Our account minimum is generally $1 million." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "Fidelity Brokerage Services LLC", "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/alphacore-capital-llc-la-jolla-ca-174346.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 1776, "fewer_than_5": false, "raum": 911547832.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 2209, "fewer_than_5": false, "raum": 11580280088.0 }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 2, "fewer_than_5": false, "raum": 205891909.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 1, "fewer_than_5": false, "raum": 26664294.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 17, "fewer_than_5": false, "raum": 18501024.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 22, "fewer_than_5": false, "raum": 30043986.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 38, "fewer_than_5": false, "raum": 186479257.0 }, { "type": "other", "label": "Other", "count": 0, "fewer_than_5": false, "raum": 0.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/174346", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }