# Alphacentric Advisors LLC

> Alphacentric Advisors LLC is an SEC-registered investment advisory firm in San Juan, PR, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 2, 2026.

- CRD: 170679
- Filed as: ALPHACENTRIC ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Juan, PR
- Filing period: October 2026
- Form ADV filing dated: June 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/170679
- AdvisorCensus page: https://advisorcensus.com/firm/alphacentric-advisors-llc-san-juan-pr-170679

## Quick answers

**How is Alphacentric Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Alphacentric Advisors LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Alphacentric Advisors LLC located?**
Alphacentric Advisors LLC's principal office is in San Juan, PR, according to its Form ADV; the July 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Alphacentric Advisors LLC registered with the SEC or a state?**
Alphacentric Advisors LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 170679.

**How much does Alphacentric Advisors LLC manage?**
Alphacentric Advisors LLC reports $433,084,612 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (100% discretionary).

**How have Alphacentric Advisors LLC's assets and staff changed since 2021?**
In the Form ADV data for Alphacentric Advisors LLC: Regulatory assets under management: $3,546,667,420 in the October 2021 data and $433,084,612 in the October 2026 data, down 88%. Total employees: 8 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alphacentric Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (6).

**Does Alphacentric Advisors LLC report any disciplinary disclosures?**
Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/170679

**What changed in Alphacentric Advisors LLC's recent Form ADV filings?**
In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $433,084,612
- Discretionary: $433,084,612
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 6 | $433,084,612 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2014 (12 years)
- Employees: 11 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY, PR
- Disclosures (Item 11): Reports 4 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(1): Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/170679

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Huntington, NY
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- alphacentricfunds.com
- LinkedIn @alphacentricfunds
- YouTube @alphacentricfunds2630

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $3,546,667,420 | 8 | March 31, 2021 |
| October 2022 | $4,673,734,844 | 8 | July 13, 2022 |
| October 2023 | $1,077,282,871 | 9 | August 24, 2023 |
| October 2024 | $728,151,543 | 10 | March 27, 2024 |
| October 2025 | $494,993,824 | 10 | June 6, 2025 |
| October 2026 | $433,084,612 | 11 | June 2, 2026 |

Regulatory assets under management: $3,546,667,420 in the October 2021 data and $433,084,612 in the October 2026 data, down 88%.
Total employees: 8 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $494,993,824 to $433,084,612 (-13%).
- Added an office in New York, NY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alphacentric Advisors LLC (CRD 170679): Form ADV filing data as of October 2026.