{
  "crd_number": 316128,
  "slug": "alphaai-capital-management-316128",
  "primary_business_name": "ALPHAAI CAPITAL MANAGEMENT",
  "legal_name": "ALPHAAI CAPITAL MANAGEMENT LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-09-16",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-02-23",
  "carried_forward": false,
  "raum_total": 5217537.0,
  "raum_discretionary": 5217537.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 5217537.0,
      "count": 205
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA"
  ],
  "websites": [
    "https://alphaai.capital",
    "https://linkedin.com/company/alphaai"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/316128",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/alphaai-capital-management-316128",
  "display_name": "Alphaai Capital Management",
  "summary": "Alphaai Capital Management is an SEC-registered investment advisory firm, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 23, 2026.",
  "citation": "AdvisorCensus. Alphaai Capital Management (CRD 316128): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Alphaai Capital Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Alphaai Capital Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Alphaai Capital Management charge?",
      "a": "Its Form ADV Part 2A brochure dated February 23, 2026 states: Subscription: $4 a month (Accounts below $10,000). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Is Alphaai Capital Management registered with the SEC or a state?",
      "a": "Alphaai Capital Management is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 316128."
    },
    {
      "q": "How much does Alphaai Capital Management manage?",
      "a": "Alphaai Capital Management reports $5,217,537 in regulatory assets under management in its Form ADV filing dated February 23, 2026 (100% discretionary)."
    },
    {
      "q": "How have Alphaai Capital Management's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Alphaai Capital Management: Regulatory assets under management: $0 in the October 2021 data and $5,217,537 in the October 2026 data. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Alphaai Capital Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (205)."
    },
    {
      "q": "Which custodians does Alphaai Capital Management use?",
      "a": "Alphaai Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Alpaca Securities LLC and Interactive Brokers LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Alphaai Capital Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/316128"
    },
    {
      "q": "What changed in Alphaai Capital Management's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $3,792,195 to $5,217,537 (+38%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 1,
      "filing_date": "2021-09-02"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 1000000.0,
      "total_employees": 1,
      "filing_date": "2022-02-08"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 2493731.0,
      "total_employees": 1,
      "filing_date": "2023-08-15"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 2721654.0,
      "total_employees": 1,
      "filing_date": "2024-03-13"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 3792195.0,
      "total_employees": 1,
      "filing_date": "2025-02-07"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 5217537.0,
      "total_employees": 1,
      "filing_date": "2026-02-23"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $3,792,195 to $5,217,537 (+38%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 23, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Subscription: $4 a month (Accounts below $10,000)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Subscription: $4 a month (Accounts below $10,000)"
        ],
        "quotes": [
          "Accounts below $10,000: $4 monthly fee"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "subscription",
          "amount": 4.0,
          "min": null,
          "max": null,
          "period": "monthly",
          "service": "Accounts below $10,000"
        }
      ]
    },
    "quotes": [
      "Accounts below $10,000: $4 monthly fee"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Alpaca Securities LLC",
      "name_as_filed": "ALPACA SECURITIES LLC",
      "affiliated": false
    },
    {
      "name": "Interactive Brokers LLC",
      "name_as_filed": "INTERACTIVE BROKERS LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/alphaai-capital-management-316128.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 205,
      "fewer_than_5": false,
      "raum": 5217537.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/316128",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}