# Alpha Zero LLC

> Alpha Zero LLC is an SEC-registered investment advisory firm in Boca Raton, FL, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 3, 2026.

- CRD: 319050
- Filed as: ALPHA ZERO LLC
- Also doing business as: ALPHA ZERO, ALPHA ZERO WEALTH
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Boca Raton, FL
- Filing period: October 2026
- Form ADV filing dated: September 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/319050
- AdvisorCensus page: https://advisorcensus.com/firm/alpha-zero-llc-boca-raton-fl-319050

## Quick answers

**How is Alpha Zero LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Alpha Zero LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**Where is Alpha Zero LLC located?**
Alpha Zero LLC's principal office is in Boca Raton, FL, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Alpha Zero LLC registered with the SEC or a state?**
Alpha Zero LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 319050.

**How much does Alpha Zero LLC manage?**
Alpha Zero LLC reports $269,778,311 in regulatory assets under management in its Form ADV filing dated September 3, 2026 (95% discretionary).

**How have Alpha Zero LLC's assets and staff changed since 2022?**
In the Form ADV data for Alpha Zero LLC: Regulatory assets under management: $0 in the October 2022 data and $269,778,311 in the October 2026 data. Total employees: 5 in October 2022 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alpha Zero LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (334); high net worth individuals (87); pooled investment vehicles (other than investment companies and business development companies) (1).

**Which custodians does Alpha Zero LLC use?**
Alpha Zero LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Alpha Zero LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/319050

**Does Alpha Zero LLC state an account minimum?**
Its Form ADV Part 2A brochure dated April 29, 2026 says: "There is an account minimum of $100,000, which may be waived by AZ in its discretion."

**What changed in Alpha Zero LLC's recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in IN.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated April 29, 2026)

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> There is an account minimum of $100,000, which may be waived by AZ in its discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $269,778,311
- Discretionary: $255,763,513
- Non-discretionary: $14,014,798

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 334 | $58,518,248 |
| High net worth individuals | 87 | $199,755,063 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $11,505,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (4 years)
- Employees: 17 total, 10 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, CT, FL, GA, IA, IN, LA, MA, NC, NH, NY, OH, OR, SC, TX, VA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Arvada, CO
- Wilsonville, OR

### Websites listed on Form ADV (Item 1.I)
- alphazerowealth.com
- LinkedIn @alpha-zero-wealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $0 | 5 | September 14, 2022 |
| October 2023 | $151,408,342 | 5 | August 15, 2023 |
| October 2024 | $171,983,089 | 6 | September 9, 2024 |
| October 2025 | $183,214,928 | 7 | July 15, 2025 |
| October 2026 | $269,778,311 | 17 | September 3, 2026 |

Regulatory assets under management: $0 in the October 2022 data and $269,778,311 in the October 2026 data.
Total employees: 5 in October 2022 and 17 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in IN.

### August 2026
- Employees performing advisory functions went from 11 to 10.

### June 2026
- Employees performing advisory functions went from 8 to 11.

### May 2026
- Registered or notice-filed in CA, GA, LA, NC, OH, VA, WA.

### April 2026
- Regulatory assets under management went from $183,214,928 to $269,778,311 (+47%).
- Registered or notice-filed in AZ.

### December 2025
- Employees performing advisory functions went from 7 to 8.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alpha Zero LLC (CRD 319050): Form ADV filing data as of October 2026.