# Alpha Wealth Strategies, LLC

> Alpha Wealth Strategies, LLC is an SEC-registered investment advisory firm in Cypress, TX, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 23, 2026.

- CRD: 139757
- Filed as: ALPHA WEALTH STRATEGIES, LLC
- Legal name: Clark Monroe Blackman L.L.C.
- Also doing business as: ALPHA WEALTH STRATEGIES, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cypress, TX
- Filing period: October 2026
- Form ADV filing dated: April 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/139757
- AdvisorCensus page: https://advisorcensus.com/firm/alpha-wealth-strategies-llc-cypress-tx-139757

## Quick answers

**How is Alpha Wealth Strategies, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Alpha Wealth Strategies, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Alpha Wealth Strategies, LLC located?**
Alpha Wealth Strategies, LLC's principal office is in Cypress, TX, according to its Form ADV.

**Is Alpha Wealth Strategies, LLC registered with the SEC or a state?**
Alpha Wealth Strategies, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 139757.

**How much does Alpha Wealth Strategies, LLC manage?**
Alpha Wealth Strategies, LLC reports $219,872,363 in regulatory assets under management in its Form ADV filing dated April 23, 2026 (100% discretionary).

**How have Alpha Wealth Strategies, LLC's assets and staff changed since 2021?**
In the Form ADV data for Alpha Wealth Strategies, LLC: Regulatory assets under management: $149,606,744 in the October 2021 data and $219,872,363 in the October 2026 data, up 47%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alpha Wealth Strategies, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (33); individuals (other than high net worth individuals) (3).

**Which custodians does Alpha Wealth Strategies, LLC use?**
Alpha Wealth Strategies, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and SEI Investments Distribution Co. as custodians holding 10% or more of its separately managed account assets.

**Does Alpha Wealth Strategies, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/139757

**What changed in Alpha Wealth Strategies, LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $193,462,675 to $219,872,363 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- SEI Investments Distribution Co.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $219,872,363
- Discretionary: $219,872,363
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 3 | $1,821,883 |
| High net worth individuals | 33 | $218,050,480 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- alphawealthstrategies.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $149,606,744 | 3 | June 30, 2021 |
| October 2022 | $166,690,921 | 3 | April 20, 2022 |
| October 2023 | $143,184,558 | 3 | March 29, 2023 |
| October 2024 | $163,084,867 | 3 | February 16, 2024 |
| October 2025 | $193,462,675 | 2 | April 29, 2025 |
| October 2026 | $219,872,363 | 2 | April 23, 2026 |

Regulatory assets under management: $149,606,744 in the October 2021 data and $219,872,363 in the October 2026 data, up 47%.
Total employees: 3 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $193,462,675 to $219,872,363 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alpha Wealth Strategies, LLC (CRD 139757): Form ADV filing data as of October 2026.