{
  "crd_number": 139757,
  "slug": "alpha-wealth-strategies-llc-cypress-tx-139757",
  "primary_business_name": "ALPHA WEALTH STRATEGIES, LLC",
  "legal_name": "CLARK MONROE BLACKMAN L.L.C.",
  "dbas": [
    "ALPHA WEALTH STRATEGIES, LLC"
  ],
  "city": "Cypress",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "26420",
  "metro": {
    "cbsa_code": "26420",
    "common_name": "Houston",
    "msa_name": "Houston-Pasadena-The Woodlands, TX",
    "path": "/advisors/tx/houston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-07-28",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-04-23",
  "carried_forward": false,
  "raum_total": 219872363.0,
  "raum_discretionary": 219872363.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 1821883.0,
      "count": 3,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 218050480.0,
      "count": 33
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "TX"
  ],
  "websites": [
    "https://alphawealthstrategies.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/139757",
  "city_as_filed": "CYPRESS",
  "url": "https://advisorcensus.com/firm/alpha-wealth-strategies-llc-cypress-tx-139757",
  "display_name": "Alpha Wealth Strategies, LLC",
  "summary": "Alpha Wealth Strategies, LLC is an SEC-registered investment advisory firm in Cypress, TX, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 23, 2026.",
  "citation": "AdvisorCensus. Alpha Wealth Strategies, LLC (CRD 139757): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Alpha Wealth Strategies, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Alpha Wealth Strategies, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Alpha Wealth Strategies, LLC located?",
      "a": "Alpha Wealth Strategies, LLC's principal office is in Cypress, TX, according to its Form ADV."
    },
    {
      "q": "Is Alpha Wealth Strategies, LLC registered with the SEC or a state?",
      "a": "Alpha Wealth Strategies, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 139757."
    },
    {
      "q": "How much does Alpha Wealth Strategies, LLC manage?",
      "a": "Alpha Wealth Strategies, LLC reports $219,872,363 in regulatory assets under management in its Form ADV filing dated April 23, 2026 (100% discretionary)."
    },
    {
      "q": "How have Alpha Wealth Strategies, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Alpha Wealth Strategies, LLC: Regulatory assets under management: $149,606,744 in the October 2021 data and $219,872,363 in the October 2026 data, up 47%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Alpha Wealth Strategies, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (33); individuals (other than high net worth individuals) (3)."
    },
    {
      "q": "Which custodians does Alpha Wealth Strategies, LLC use?",
      "a": "Alpha Wealth Strategies, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and SEI Investments Distribution Co. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Alpha Wealth Strategies, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/139757"
    },
    {
      "q": "What changed in Alpha Wealth Strategies, LLC's recent Form ADV filings?",
      "a": "In the February 2026 filing data: Regulatory assets under management went from $193,462,675 to $219,872,363 (+14%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 149606744.0,
      "total_employees": 3,
      "filing_date": "2021-06-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 166690921.0,
      "total_employees": 3,
      "filing_date": "2022-04-20"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 143184558.0,
      "total_employees": 3,
      "filing_date": "2023-03-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 163084867.0,
      "total_employees": 3,
      "filing_date": "2024-02-16"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 193462675.0,
      "total_employees": 2,
      "filing_date": "2025-04-29"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 219872363.0,
      "total_employees": 2,
      "filing_date": "2026-04-23"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Regulatory assets under management went from $193,462,675 to $219,872,363 (+14%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "SEI Investments Distribution Co.",
      "name_as_filed": "SEI INVESTMENTS DISTRIBUTION CO.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/alpha-wealth-strategies-llc-cypress-tx-139757.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 3,
      "fewer_than_5": true,
      "raum": 1821883.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 33,
      "fewer_than_5": false,
      "raum": 218050480.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/139757",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}