# Alpha Wealth Funds, LLC

> Alpha Wealth Funds, LLC is an SEC-registered investment advisory firm in Park City, UT, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 10, 2026.

- CRD: 150231
- Filed as: ALPHA WEALTH FUNDS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Park City, UT
- Filing period: October 2026
- Form ADV filing dated: June 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/150231
- AdvisorCensus page: https://advisorcensus.com/firm/alpha-wealth-funds-llc-park-city-ut-150231

## Quick answers

**How is Alpha Wealth Funds, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Alpha Wealth Funds, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees); commissions; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Alpha Wealth Funds, LLC located?**
Alpha Wealth Funds, LLC's principal office is in Park City, UT, according to its Form ADV.

**Is Alpha Wealth Funds, LLC registered with the SEC or a state?**
Alpha Wealth Funds, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 150231.

**How much does Alpha Wealth Funds, LLC manage?**
Alpha Wealth Funds, LLC reports $214,122,623 in regulatory assets under management in its Form ADV filing dated June 10, 2026 (78% discretionary).

**How have Alpha Wealth Funds, LLC's assets and staff changed since 2025?**
In the Form ADV data for Alpha Wealth Funds, LLC: Regulatory assets under management: $118,515,457 in the October 2025 data and $214,122,623 in the October 2026 data, up 81%. Total employees: 9 in October 2025 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alpha Wealth Funds, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (197); high net worth individuals (77); other (23).

**Which custodians does Alpha Wealth Funds, LLC use?**
Alpha Wealth Funds, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Interactive Brokers LLC and Tradestation Securities, Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Alpha Wealth Funds, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/150231

**What changed in Alpha Wealth Funds, LLC's recent Form ADV filings?**
In the July 2026 filing data: Employees performing advisory functions went from 9 to 11.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Interactive Brokers LLC
- Tradestation Securities, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $214,122,623
- Discretionary: $166,628,145
- Non-discretionary: $47,494,478

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 197 | $28,303,726 |
| High net worth individuals | 77 | $39,232,865 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $98,165,890 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 1 | $925,664 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 1 | $34,980,000 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Other | 23 | $12,514,478 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2025 (1 year)
- Employees: 11 total, 11 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AR, AZ, CA, CO, FL, IA, ID, IL, MD, MI, NC, NJ, NV, OH, OK, OR, PR, TX, UT, VA, WA, WI, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- alphawealthfunds.com
- theinsidersfund.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $118,515,457 | 9 | May 27, 2025 |
| October 2026 | $214,122,623 | 11 | June 10, 2026 |

Regulatory assets under management: $118,515,457 in the October 2025 data and $214,122,623 in the October 2026 data, up 81%.
Total employees: 9 in October 2025 and 11 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Employees performing advisory functions went from 9 to 11.

### April 2026
- Employees performing advisory functions went from 7 to 9.
- Regulatory assets under management went from $190,022,617 to $214,122,623 (+13%).

### December 2025
- Regulatory assets under management went from $118,515,457 to $190,022,617 (+60%).
- Registered or notice-filed in AR, IA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alpha Wealth Funds, LLC (CRD 150231): Form ADV filing data as of October 2026.