{
  "crd_number": 150231,
  "slug": "alpha-wealth-funds-llc-park-city-ut-150231",
  "primary_business_name": "ALPHA WEALTH FUNDS, LLC",
  "legal_name": "ALPHA WEALTH FUNDS, LLC",
  "dbas": [],
  "city": "Park City",
  "state": "UT",
  "country": "United States",
  "cbsa_code": "25720",
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-04-25",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-06-10",
  "carried_forward": false,
  "raum_total": 214122623.0,
  "raum_discretionary": 166628145.0,
  "raum_non_discretionary": 47494478.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 11,
  "advisory_employees": 11,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 12514478.0,
      "count": 23,
      "description": "REAL ESTATE INVESTMENTS"
    },
    "charitable": {
      "raum": 925664.0,
      "count": 1
    },
    "individuals": {
      "raum": 28303726.0,
      "count": 197
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": 34980000.0,
      "count": 1
    },
    "high_net_worth_individuals": {
      "raum": 39232865.0,
      "count": 77
    },
    "pooled_investment_vehicles": {
      "raum": 98165890.0,
      "count": 4
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "commissions",
    "fixed",
    "hourly",
    "other",
    "percentage_of_aum",
    "performance_based",
    "subscription"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "periodicals_newsletters",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK",
    "AR",
    "AZ",
    "CA",
    "CO",
    "FL",
    "IA",
    "ID",
    "IL",
    "MD",
    "MI",
    "NC",
    "NJ",
    "NV",
    "OH",
    "OK",
    "OR",
    "PR",
    "TX",
    "UT",
    "VA",
    "WA",
    "WI",
    "WY"
  ],
  "websites": [
    "https://alphawealthfunds.com",
    "https://theinsidersfund.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/150231",
  "city_as_filed": "PARK CITY",
  "url": "https://advisorcensus.com/firm/alpha-wealth-funds-llc-park-city-ut-150231",
  "display_name": "Alpha Wealth Funds, LLC",
  "summary": "Alpha Wealth Funds, LLC is an SEC-registered investment advisory firm in Park City, UT, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 10, 2026.",
  "citation": "AdvisorCensus. Alpha Wealth Funds, LLC (CRD 150231): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Subscription fees (for a newsletter or periodical)",
    "Fixed fees (other than subscription fees)",
    "Commissions",
    "Performance-based fees",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Publication of periodicals or newsletters",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Alpha Wealth Funds, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Alpha Wealth Funds, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees); commissions; performance-based fees; other."
    },
    {
      "q": "Where is Alpha Wealth Funds, LLC located?",
      "a": "Alpha Wealth Funds, LLC's principal office is in Park City, UT, according to its Form ADV."
    },
    {
      "q": "Is Alpha Wealth Funds, LLC registered with the SEC or a state?",
      "a": "Alpha Wealth Funds, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 150231."
    },
    {
      "q": "How much does Alpha Wealth Funds, LLC manage?",
      "a": "Alpha Wealth Funds, LLC reports $214,122,623 in regulatory assets under management in its Form ADV filing dated June 10, 2026 (78% discretionary)."
    },
    {
      "q": "How have Alpha Wealth Funds, LLC's assets and staff changed since 2025?",
      "a": "In the Form ADV data for Alpha Wealth Funds, LLC: Regulatory assets under management: $118,515,457 in the October 2025 data and $214,122,623 in the October 2026 data, up 81%. Total employees: 9 in October 2025 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Alpha Wealth Funds, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (197); high net worth individuals (77); other (23)."
    },
    {
      "q": "Which custodians does Alpha Wealth Funds, LLC use?",
      "a": "Alpha Wealth Funds, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Interactive Brokers LLC and Tradestation Securities, Inc. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Alpha Wealth Funds, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/150231"
    },
    {
      "q": "What changed in Alpha Wealth Funds, LLC's recent Form ADV filings?",
      "a": "In the July 2026 filing data: Employees performing advisory functions went from 9 to 11."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 118515457.0,
      "total_employees": 9,
      "filing_date": "2025-05-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 214122623.0,
      "total_employees": 11,
      "filing_date": "2026-06-10"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Employees performing advisory functions went from 9 to 11."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 7 to 9.",
        "Regulatory assets under management went from $190,022,617 to $214,122,623 (+13%)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Regulatory assets under management went from $118,515,457 to $190,022,617 (+60%).",
        "Registered or notice-filed in AR, IA."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Interactive Brokers LLC",
      "name_as_filed": "INTERACTIVE BROKERS LLC",
      "affiliated": false
    },
    {
      "name": "Tradestation Securities, Inc.",
      "name_as_filed": "TRADESTATION SECURITIES, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/alpha-wealth-funds-llc-park-city-ut-150231.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 197,
      "fewer_than_5": false,
      "raum": 28303726.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 77,
      "fewer_than_5": false,
      "raum": 39232865.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 4,
      "fewer_than_5": false,
      "raum": 98165890.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": false,
      "raum": 925664.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 1,
      "fewer_than_5": false,
      "raum": 34980000.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 23,
      "fewer_than_5": false,
      "raum": 12514478.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/150231",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}