{
  "crd_number": 156541,
  "slug": "alpha-solutions-investment-advisors-south-san-francisco-ca-156541",
  "primary_business_name": "ALPHA SOLUTIONS INVESTMENT ADVISORS",
  "legal_name": "ALPHA SOLUTIONS INVESTMENT ADVISORS, LLC",
  "dbas": [],
  "city": "South San Francisco",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41860",
  "metro": {
    "cbsa_code": "41860",
    "common_name": "San Francisco",
    "msa_name": "San Francisco-Oakland-Fremont, CA",
    "path": "/advisors/ca/san-francisco"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-04-29",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-08-04",
  "carried_forward": false,
  "raum_total": 466294523.0,
  "raum_discretionary": 466294523.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 6,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 3576941.0,
      "count": 13,
      "description": "HSBA, 529, AND 401K PLANS"
    },
    "charitable": {
      "raum": 2192402.0,
      "count": 2,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 35774137.0,
      "count": 175
    },
    "banking_thrift": {
      "raum": null,
      "count": 0
    },
    "state_municipal": {
      "raum": null,
      "count": 0
    },
    "insurance_companies": {
      "raum": null,
      "count": 0
    },
    "investment_companies": {
      "raum": null,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 4114667.0,
      "count": 12
    },
    "other_investment_advisers": {
      "raum": null,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 391112130.0,
      "count": 266
    },
    "pooled_investment_vehicles": {
      "raum": 952862.0,
      "count": 1
    },
    "corporations_other_businesses": {
      "raum": 28571384.0,
      "count": 21
    },
    "business_development_companies": {
      "raum": null,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": null,
      "count": 0
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "NJ",
    "NV",
    "NY",
    "PA",
    "TX",
    "WA"
  ],
  "websites": [
    "https://alphasolutionsinvestmentadvisors.com",
    "https://asiadvisors.com",
    "https://facebook.com/Alpha-Solutions-Investment-Advisors-106719641688707",
    "https://instagram.com/asiadvisors",
    "https://twitter.com/AlphaInvestment"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156541",
  "city_as_filed": "SOUTH SAN FRANCISCO",
  "url": "https://advisorcensus.com/firm/alpha-solutions-investment-advisors-south-san-francisco-ca-156541",
  "display_name": "Alpha Solutions Investment Advisors",
  "summary": "Alpha Solutions Investment Advisors is an SEC-registered investment advisory firm in South San Francisco, CA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 4, 2026.",
  "citation": "AdvisorCensus. Alpha Solutions Investment Advisors (CRD 156541): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Alpha Solutions Investment Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Alpha Solutions Investment Advisors reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Alpha Solutions Investment Advisors charge?",
      "a": "Its Form ADV Part 2A brochure dated August 4, 2026 states: Up to $2,000,000: 1.25% a year; $2,000,000 to $5,000,000: 1% a year; $5,000,000 to $10,000,000: 0.75% a year; $10,000,000 to $20,000,000: 0.6% a year; Above $20,000,000: 0.5% a year; Hourly rate: $500 an hour (Consulting Services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Alpha Solutions Investment Advisors located?",
      "a": "Alpha Solutions Investment Advisors' principal office is in South San Francisco, CA, according to its Form ADV."
    },
    {
      "q": "Is Alpha Solutions Investment Advisors registered with the SEC or a state?",
      "a": "Alpha Solutions Investment Advisors is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 156541."
    },
    {
      "q": "How much does Alpha Solutions Investment Advisors manage?",
      "a": "Alpha Solutions Investment Advisors reports $466,294,523 in regulatory assets under management in its Form ADV filing dated August 4, 2026 (100% discretionary)."
    },
    {
      "q": "How have Alpha Solutions Investment Advisors' assets and staff changed since 2022?",
      "a": "In the Form ADV data for Alpha Solutions Investment Advisors: Regulatory assets under management: $105,184,967 in the October 2022 data and $466,294,523 in the October 2026 data, up 343%. Total employees: 4 in October 2022 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Alpha Solutions Investment Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (266); individuals (other than high net worth individuals) (175); corporations or other businesses not listed above (21)."
    },
    {
      "q": "Does Alpha Solutions Investment Advisors report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156541"
    },
    {
      "q": "Does Alpha Solutions Investment Advisors state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated August 4, 2026 says: \"Our minimum assets under management (AUM) requirements for opening and maintaining an account are $500,000.00. We may at our discretion, waive or modify the minimum AUM requirements.\""
    },
    {
      "q": "What changed in Alpha Solutions Investment Advisors' recent Form ADV filings?",
      "a": "In the September 2026 filing data: Regulatory assets under management went from $397,127,864 to $466,294,523 (+17%). Registered or notice-filed in NV."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 105184967.0,
      "total_employees": 4,
      "filing_date": "2022-04-08"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 110242501.0,
      "total_employees": 4,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 172357185.0,
      "total_employees": 4,
      "filing_date": "2024-03-31"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 261468246.0,
      "total_employees": 5,
      "filing_date": "2025-03-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 466294523.0,
      "total_employees": 6,
      "filing_date": "2026-08-04"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Regulatory assets under management went from $397,127,864 to $466,294,523 (+17%).",
        "Registered or notice-filed in NV."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 3 to 4."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in OH."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Regulatory assets under management went from $261,468,246 to $363,909,382 (+39%).",
        "Registered or notice-filed in AZ, WA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated August 4, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $2,000,000",
        "rate": "1.25%"
      },
      {
        "band": "$2,000,000 to $5,000,000",
        "rate": "1%"
      },
      {
        "band": "$5,000,000 to $10,000,000",
        "rate": "0.75%"
      },
      {
        "band": "$10,000,000 to $20,000,000",
        "rate": "0.6%"
      },
      {
        "band": "Above $20,000,000",
        "rate": "0.5%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": "$5,000",
    "planning_fees": [
      "Hourly rate: $500 an hour (Consulting Services)"
    ],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $2,000,000: 1.25% a year",
          "$2,000,000 to $5,000,000: 1% a year",
          "$5,000,000 to $10,000,000: 0.75% a year",
          "$10,000,000 to $20,000,000: 0.6% a year",
          "Above $20,000,000: 0.5% a year"
        ],
        "quotes": [
          "ADVISORY FEE SCHEDULE (annual rate, based on market value of assets under management): Assets Under Management Annualized Fee First $2 million (ie., amount up to $2 million) 1.25% Next $3 million (ie., amount over $2 million up to $5 million) 1.00% Next $5 million (ie., amount over $5 million up to $10 million) 0.75% Next $10 million (ie., amount over $10 million up to $20 million) 0.60% Amount above $20 million 0.50%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Our minimum assets under management (AUM) requirements for opening and maintaining an account are $500,000.00. We may at our discretion, waive or modify the minimum AUM requirements."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $5,000"
        ],
        "quotes": [
          "A minimum annual fee of $5,000 may be imposed on each account. The minimum fee may be waived or reduced at our discretion."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $500 an hour (Consulting Services)"
        ],
        "quotes": [
          "The fee for such services is charged on an hourly basis at a rate of $500 per hour."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 2000000.0,
          "rate_pct": 1.25
        },
        {
          "min": 2000000.0,
          "max": 5000000.0,
          "rate_pct": 1.0
        },
        {
          "min": 5000000.0,
          "max": 10000000.0,
          "rate_pct": 0.75
        },
        {
          "min": 10000000.0,
          "max": 20000000.0,
          "rate_pct": 0.6
        },
        {
          "min": 20000000.0,
          "max": null,
          "rate_pct": 0.5
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 500000.0,
      "minimum_annual_fee": 5000.0,
      "planning": [
        {
          "kind": "hourly",
          "amount": 500.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Consulting Services"
        }
      ]
    },
    "quotes": [
      "ADVISORY FEE SCHEDULE (annual rate, based on market value of assets under management): Assets Under Management Annualized Fee First $2 million (ie., amount up to $2 million) 1.25% Next $3 million (ie., amount over $2 million up to $5 million) 1.00% Next $5 million (ie., amount over $5 million up to $10 million) 0.75% Next $10 million (ie., amount over $10 million up to $20 million) 0.60% Amount above $20 million 0.50%",
      "Our minimum assets under management (AUM) requirements for opening and maintaining an account are $500,000.00. We may at our discretion, waive or modify the minimum AUM requirements.",
      "A minimum annual fee of $5,000 may be imposed on each account. The minimum fee may be waived or reduced at our discretion.",
      "The fee for such services is charged on an hourly basis at a rate of $500 per hour."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/alpha-solutions-investment-advisors-south-san-francisco-ca-156541.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 175,
      "fewer_than_5": false,
      "raum": 35774137.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 266,
      "fewer_than_5": false,
      "raum": 391112130.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 952862.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 12,
      "fewer_than_5": false,
      "raum": 4114667.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 2,
      "fewer_than_5": true,
      "raum": 2192402.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 21,
      "fewer_than_5": false,
      "raum": 28571384.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 13,
      "fewer_than_5": false,
      "raum": 3576941.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156541",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}