# Alpha Omega Wealth Management, LLC

> Alpha Omega Wealth Management, LLC is an SEC-registered investment advisory firm in Richmond, VA, registered since 2009, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 14, 2026.

- CRD: 149842
- Filed as: ALPHA OMEGA WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Richmond, VA
- Filing period: October 2026
- Form ADV filing dated: September 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/149842
- AdvisorCensus page: https://advisorcensus.com/firm/alpha-omega-wealth-management-llc-richmond-va-149842

## Quick answers

**How is Alpha Omega Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Alpha Omega Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Alpha Omega Wealth Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Flat fee: $1,000 to $10,000 (financial planning and/or consulting services…); Hourly rate: $150 to $250 an hour (financial planning and/or consulting services…). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Alpha Omega Wealth Management, LLC located?**
Alpha Omega Wealth Management, LLC's principal office is in Richmond, VA, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Alpha Omega Wealth Management, LLC registered with the SEC or a state?**
Alpha Omega Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 149842.

**How much does Alpha Omega Wealth Management, LLC manage?**
Alpha Omega Wealth Management, LLC reports $1,023,955,176 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (89% discretionary).

**How have Alpha Omega Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Alpha Omega Wealth Management, LLC: Regulatory assets under management: $1,175,730,087 in the October 2021 data and $1,023,955,176 in the October 2026 data, down 13%. Total employees: 11 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alpha Omega Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (267); high net worth individuals (206); charitable organizations (13).

**Which custodians does Alpha Omega Wealth Management, LLC use?**
Alpha Omega Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Alpha Omega Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149842

**What changed in Alpha Omega Wealth Management, LLC's recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in IL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Flat fee: $1,000 to $10,000 (financial planning and/or consulting services…)

> Alpha Omega’s planning and consulting fees are negotiable, but generally range from $1,000 to $10,000 on a fixed fee basis, and from $150 to $250 on an hourly rate basis, depending upon the level and scope of the service(s) required

- Hourly rate: $150 to $250 an hour (financial planning and/or consulting services…)

> Alpha Omega’s planning and consulting fees are negotiable, but generally range from $1,000 to $10,000 on a fixed fee basis, and from $150 to $250 on an hourly rate basis, depending upon the level and scope of the service(s) required

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,023,955,176
- Discretionary: $913,362,572
- Non-discretionary: $110,592,604

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 267 | $113,256,363 |
| High net worth individuals | 206 | $879,264,365 |
| Charitable organizations | 13 | $19,756,106 |
| Corporations or other businesses not listed above | 4 | $11,678,342 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2009 (17 years)
- Employees: 9 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IL, LA, MD, NC, NH, NY, SC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Staunton, VA

### Websites listed on Form ADV (Item 1.I)
- aowealth.com
- LinkedIn @alpha-omega-wealth-management
- LinkedIn @bill-noftsinger-2805527
- LinkedIn @clay-hilbert-0b906512
- LinkedIn @clement-teden-362b495
- LinkedIn @ericfitzgeraldcfp
- LinkedIn @everett-reveley-9aa9aa1
- LinkedIn @leann-mitchell-crpc®-b5bb7216
- LinkedIn @nelson-reveley-26575b93

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,175,730,087 | 11 | April 30, 2021 |
| October 2022 | $995,018,782 | 11 | September 15, 2022 |
| October 2023 | $904,044,433 | 11 | March 7, 2023 |
| October 2024 | $995,225,765 | 10 | March 14, 2024 |
| October 2025 | $905,828,765 | 9 | March 27, 2025 |
| October 2026 | $1,023,955,176 | 9 | September 14, 2026 |

Regulatory assets under management: $1,175,730,087 in the October 2021 data and $1,023,955,176 in the October 2026 data, down 13%.
Total employees: 11 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in IL.

### April 2026
- Regulatory assets under management went from $905,828,765 to $1,023,955,176 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alpha Omega Wealth Management, LLC (CRD 149842): Form ADV filing data as of October 2026.