# Alpha-LAB Asset Management Inc.

> Alpha-LAB Asset Management Inc. is an SEC-registered investment advisory firm, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 327388
- Filed as: ALPHA-LAB ASSET MANAGEMENT INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/327388
- AdvisorCensus page: https://advisorcensus.com/firm/alpha-lab-asset-management-inc-327388

## Quick answers

**How is Alpha-LAB Asset Management Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Alpha-LAB Asset Management Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Alpha-LAB Asset Management Inc. registered with the SEC or a state?**
Alpha-LAB Asset Management Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 327388.

**How much does Alpha-LAB Asset Management Inc. manage?**
Alpha-LAB Asset Management Inc. reports $8,037,394 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (98% discretionary).

**How have Alpha-LAB Asset Management Inc.'s assets and staff changed since 2024?**
In the Form ADV data for Alpha-LAB Asset Management Inc.: Regulatory assets under management: $0 in the October 2024 data and $8,037,394 in the October 2026 data. Total employees: 2 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alpha-LAB Asset Management Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1); high net worth individuals (1); pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Alpha-LAB Asset Management Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327388

**What changed in Alpha-LAB Asset Management Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $7,270,836 to $8,037,394 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $8,037,394
- Discretionary: $7,849,112
- Non-discretionary: $188,282

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1 | $486,057 |
| High net worth individuals | 1 | $4,476,693 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $2,886,362 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 1 | $188,282 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (2 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- alphalabinv.com/english

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $0 | 2 | February 1, 2024 |
| October 2025 | $7,270,836 | 2 | March 28, 2025 |
| October 2026 | $8,037,394 | 2 | March 25, 2026 |

Regulatory assets under management: $0 in the October 2024 data and $8,037,394 in the October 2026 data.
Total employees: 2 in October 2024 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $7,270,836 to $8,037,394 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alpha-LAB Asset Management Inc. (CRD 327388): Form ADV filing data as of October 2026.