# Alpha Initiative

> Alpha Initiative is a state-registered investment advisory firm in Palo Cedro, CA, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 8, 2026.

- CRD: 299242
- Filed as: ALPHA INITIATIVE
- Legal name: Alpha Initiative, Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Palo Cedro, CA
- Filing period: October 2026
- Form ADV filing dated: May 8, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/299242
- AdvisorCensus page: https://advisorcensus.com/firm/alpha-initiative-palo-cedro-ca-299242

## Quick answers

**How is Alpha Initiative compensated?**
On its Form ADV (Item 5.E, October 2026), Alpha Initiative reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Alpha Initiative located?**
Alpha Initiative's principal office is in Palo Cedro, CA, according to its Form ADV.

**Is Alpha Initiative registered with the SEC or a state?**
Alpha Initiative is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 299242.

**How much does Alpha Initiative manage?**
Alpha Initiative reports $6,221,205 in regulatory assets under management in its Form ADV filing dated May 8, 2026 (100% discretionary).

**What types of clients does Alpha Initiative serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (25); high net worth individuals (4).

**Does Alpha Initiative report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/299242

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $6,221,205
- Discretionary: $6,221,205
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 25 | $3,687,958 |
| High net worth individuals | 4 | $2,533,247 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (6 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alpha Initiative (CRD 299242): Form ADV filing data as of October 2026.