# Alpha Fiduciary

> Alpha Fiduciary is an SEC-registered investment advisory firm in Phoenix, AZ, registered since 2007, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 1, 2026.

- CRD: 144720
- Filed as: ALPHA FIDUCIARY
- Legal name: Alpha Fiduciary, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Phoenix, AZ
- Filing period: October 2026
- Form ADV filing dated: September 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/144720
- AdvisorCensus page: https://advisorcensus.com/firm/alpha-fiduciary-phoenix-az-144720

## Quick answers

**How is Alpha Fiduciary compensated?**
On its Form ADV (Item 5.E, October 2026), Alpha Fiduciary reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is Alpha Fiduciary located?**
Alpha Fiduciary's principal office is in Phoenix, AZ, according to its Form ADV.

**Is Alpha Fiduciary registered with the SEC or a state?**
Alpha Fiduciary is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 144720.

**How much does Alpha Fiduciary manage?**
Alpha Fiduciary reports $113,992,108 in regulatory assets under management in its Form ADV filing dated September 1, 2026 (100% discretionary).

**How have Alpha Fiduciary's assets and staff changed since 2021?**
In the Form ADV data for Alpha Fiduciary: Regulatory assets under management: $132,899,605 in the October 2021 data and $113,992,108 in the October 2026 data, down 14%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alpha Fiduciary serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (57); high net worth individuals (34); pooled investment vehicles (other than investment companies and business development companies) (13).

**Which custodians does Alpha Fiduciary use?**
Alpha Fiduciary's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Alpha Fiduciary report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/144720

**Does Alpha Fiduciary state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "Alpha Fiduciary generally requires an account minimum of $1,000,000 in order to provide investment management services."

**What changed in Alpha Fiduciary's recent Form ADV filings?**
In the January 2026 filing data: Item 11 disclosure answers changed: 0 yes answers, previously 3 (now no: 11.C(2), 11.C(4), 11.C(5)).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: $1,000,000

> Alpha Fiduciary generally requires an account minimum of $1,000,000 in order to provide investment management services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $113,992,108
- Discretionary: $113,992,108
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 57 | $9,840,661 |
| High net worth individuals | 34 | $62,330,217 |
| Investment companies | 1 | $21,126,009 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 13 | $20,695,221 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2007 (19 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, IL, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- alphafiduciary.com
- alphafiduciaryfund.com
- alphafiduciaryfunds.com
- Facebook @ALPHAFIDUCIARY
- LinkedIn @ALPHA-FIDUCIARY
- X @ALPHAFIDUCIARY
- YouTube @ALPHAFIDUCIARY

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $132,899,605 | 4 | March 31, 2021 |
| October 2022 | $157,223,379 | 4 | July 28, 2022 |
| October 2023 | $145,458,400 | 4 | September 8, 2023 |
| October 2024 | $123,508,323 | 4 | March 29, 2024 |
| October 2025 | $109,084,624 | 4 | April 4, 2025 |
| October 2026 | $113,992,108 | 4 | September 1, 2026 |

Regulatory assets under management: $132,899,605 in the October 2021 data and $113,992,108 in the October 2026 data, down 14%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### January 2026
- Item 11 disclosure answers changed: 0 yes answers, previously 3 (now no: 11.C(2), 11.C(4), 11.C(5)).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alpha Fiduciary (CRD 144720): Form ADV filing data as of October 2026.