{ "crd_number": 328727, "slug": "alpha-capital-wealth-advisors-llc-mclean-va-328727", "primary_business_name": "ALPHA CAPITAL WEALTH ADVISORS, LLC", "legal_name": "ALPHA CAPITAL WEALTH ADVISORS, LLC", "dbas": [], "city": "McLean", "state": "VA", "country": "United States", "cbsa_code": "47900", "metro": { "cbsa_code": "47900", "common_name": "Washington", "msa_name": "Washington-Arlington-Alexandria, DC-VA-MD-WV", "path": "/advisors/dc/washington" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2024-08-29", "years_registered": 2, "period": "2026-10-01", "filing_date": "2026-08-19", "carried_forward": false, "raum_total": 12839971.0, "raum_discretionary": 12839971.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 0.0, "count": 0 }, "charitable": { "raum": 0.0, "count": 0 }, "individuals": { "raum": 3262765.0, "count": 8 }, "banking_thrift": { "raum": 0.0, "count": 0 }, "state_municipal": { "raum": 0.0, "count": 0 }, "insurance_companies": { "raum": 0.0, "count": 0 }, "investment_companies": { "raum": 0.0, "count": 0 }, "pension_profit_sharing": { "raum": 452409.0, "count": 1, "fewer_than_5": true }, "other_investment_advisers": { "raum": 0.0, "count": 0 }, "high_net_worth_individuals": { "raum": 9124797.0, "count": 5 }, "pooled_investment_vehicles": { "raum": 0.0, "count": 0 }, "corporations_other_businesses": { "raum": 0.0, "count": 0 }, "business_development_companies": { "raum": 0.0, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": 0.0, "count": 0 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "pension_consulting", "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [ "VA" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/328727", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "MCLEAN", "url": "https://advisorcensus.com/firm/alpha-capital-wealth-advisors-llc-mclean-va-328727", "display_name": "Alpha Capital Wealth Advisors, LLC", "summary": "Alpha Capital Wealth Advisors, LLC is a state-registered investment advisory firm in McLean, VA, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 19, 2026.", "citation": "AdvisorCensus. Alpha Capital Wealth Advisors, LLC (CRD 328727): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services" ], "quick_answers": [ { "q": "How is Alpha Capital Wealth Advisors, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Alpha Capital Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Alpha Capital Wealth Advisors, LLC located?", "a": "Alpha Capital Wealth Advisors, LLC's principal office is in McLean, VA, according to its Form ADV." }, { "q": "Is Alpha Capital Wealth Advisors, LLC registered with the SEC or a state?", "a": "Alpha Capital Wealth Advisors, LLC is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 328727." }, { "q": "How much does Alpha Capital Wealth Advisors, LLC manage?", "a": "Alpha Capital Wealth Advisors, LLC reports $12,839,971 in regulatory assets under management in its Form ADV filing dated August 19, 2026 (100% discretionary)." }, { "q": "What types of clients does Alpha Capital Wealth Advisors, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (8); high net worth individuals (5); pension and profit sharing plans (but not the plan participants or government pension plans) (1)." }, { "q": "Does Alpha Capital Wealth Advisors, LLC report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/328727" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/alpha-capital-wealth-advisors-llc-mclean-va-328727.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 8, "fewer_than_5": false, "raum": 3262765.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 5, "fewer_than_5": false, "raum": 9124797.0 }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 1, "fewer_than_5": true, "raum": 452409.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "other", "label": "Other", "count": 0, "fewer_than_5": false, "raum": 0.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/328727", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }