{
  "crd_number": 121703,
  "slug": "alpha-capital-management-austin-tx-121703",
  "primary_business_name": "ALPHA CAPITAL MANAGEMENT",
  "legal_name": "B&T CAPITAL MANAGEMENT, INCORPORATED",
  "dbas": [
    "ALPHA CAPITAL MANAGEMENT"
  ],
  "city": "Austin",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "12420",
  "metro": {
    "cbsa_code": "12420",
    "common_name": "Austin",
    "msa_name": "Austin-Round Rock-San Marcos, TX",
    "path": "/advisors/tx/austin"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2002-11-21",
  "years_registered": 23,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 871430846.0,
  "raum_discretionary": 863253446.0,
  "raum_non_discretionary": 8177400.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 9,
  "advisory_employees": 5,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 21557440.0,
      "count": 6
    },
    "individuals": {
      "raum": 83821808.0,
      "count": 261
    },
    "high_net_worth_individuals": {
      "raum": 766051598.0,
      "count": 201
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO",
    "FL",
    "LA",
    "NC",
    "ND",
    "NY",
    "OH",
    "TX",
    "VA"
  ],
  "websites": [
    "https://alphacapm.com",
    "https://linkedin.com/company/alpha-capital-management"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/121703",
  "city_as_filed": "AUSTIN",
  "url": "https://advisorcensus.com/firm/alpha-capital-management-austin-tx-121703",
  "display_name": "Alpha Capital Management",
  "summary": "Alpha Capital Management is an SEC-registered investment advisory firm in Austin, TX, registered since 2002, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Alpha Capital Management (CRD 121703): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Alpha Capital Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Alpha Capital Management reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Alpha Capital Management located?",
      "a": "Alpha Capital Management's principal office is in Austin, TX, according to its Form ADV."
    },
    {
      "q": "Is Alpha Capital Management registered with the SEC or a state?",
      "a": "Alpha Capital Management is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 121703."
    },
    {
      "q": "How much does Alpha Capital Management manage?",
      "a": "Alpha Capital Management reports $871,430,846 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (99% discretionary)."
    },
    {
      "q": "How have Alpha Capital Management's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Alpha Capital Management: Regulatory assets under management: $518,419,353 in the October 2021 data and $871,430,846 in the October 2026 data, up 68%. Total employees: 6 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Alpha Capital Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (261); high net worth individuals (201); charitable organizations (6)."
    },
    {
      "q": "Which custodians does Alpha Capital Management use?",
      "a": "Alpha Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co. Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Alpha Capital Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/121703"
    },
    {
      "q": "What changed in Alpha Capital Management's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 6 to 5. Regulatory assets under management went from $766,253,241 to $871,430,846 (+14%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 518419353.0,
      "total_employees": 6,
      "filing_date": "2021-02-09"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 674577371.0,
      "total_employees": 6,
      "filing_date": "2022-02-09"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 564234176.0,
      "total_employees": 5,
      "filing_date": "2023-06-13"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 672587766.0,
      "total_employees": 7,
      "filing_date": "2024-02-12"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 766253241.0,
      "total_employees": 7,
      "filing_date": "2025-02-25"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 871430846.0,
      "total_employees": 9,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 6 to 5.",
        "Regulatory assets under management went from $766,253,241 to $871,430,846 (+14%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co. Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO. INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/alpha-capital-management-austin-tx-121703.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 261,
      "fewer_than_5": false,
      "raum": 83821808.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 201,
      "fewer_than_5": false,
      "raum": 766051598.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 6,
      "fewer_than_5": false,
      "raum": 21557440.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/121703",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}