# Alpha Capital Family Office, LLC

> Alpha Capital Family Office, LLC is an SEC-registered investment advisory firm in Greenwood Village, CO, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 22, 2026.

- CRD: 307521
- Filed as: ALPHA CAPITAL FAMILY OFFICE, LLC
- Also doing business as: AC FAMILY OFFICE
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Greenwood Village, CO
- Filing period: October 2026
- Form ADV filing dated: September 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/307521
- AdvisorCensus page: https://advisorcensus.com/firm/alpha-capital-family-office-llc-greenwood-village-co-307521

## Quick answers

**How is Alpha Capital Family Office, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Alpha Capital Family Office, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**What does Alpha Capital Family Office, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated June 30, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Alpha Capital Family Office, LLC located?**
Alpha Capital Family Office, LLC's principal office is in Greenwood Village, CO, according to its Form ADV; the October 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Alpha Capital Family Office, LLC registered with the SEC or a state?**
Alpha Capital Family Office, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 307521.

**How much does Alpha Capital Family Office, LLC manage?**
Alpha Capital Family Office, LLC reports $295,926,405 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (74% discretionary).

**How have Alpha Capital Family Office, LLC's assets and staff changed since 2021?**
In the Form ADV data for Alpha Capital Family Office, LLC: Regulatory assets under management: $139,949,137 in the October 2021 data and $295,926,405 in the October 2026 data, up 111%. Total employees: 5 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alpha Capital Family Office, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (83); individuals (other than high net worth individuals) (64).

**Which custodians does Alpha Capital Family Office, LLC use?**
Alpha Capital Family Office, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Alpha Capital Family Office, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307521

**Does Alpha Capital Family Office, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated June 30, 2026 says: "Our firm requires a minimum household value of $2,000,000 in order to provide advisory services to you. The firm may waive the account minimum upon the firm’s discretion."

**What changed in Alpha Capital Family Office, LLC's recent Form ADV filings?**
In the July 2026 filing data: Added an office in Beaumont, TX. Added an office in Tampa, FL. Added an office in The Woodlands, TX. Registered or notice-filed in FL. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 30, 2026)

- Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)

> Investment management fees are based upon a percentage of assets under management not to exceed 1.50%.

- Account minimum: $2,000,000 (the brochure says it may be waived or negotiated)

> Our firm requires a minimum household value of $2,000,000 in order to provide advisory services to you. The firm may waive the account minimum upon the firm’s discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $295,926,405
- Discretionary: $218,510,877
- Non-discretionary: $77,415,528

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 64 | $20,194,913 |
| High net worth individuals | 83 | $265,383,529 |
| Charitable organizations | Fewer than 5 | $2,812,447 |
| Corporations or other businesses not listed above | Fewer than 5 | $7,535,516 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2020 (6 years)
- Employees: 15 total, 7 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, CO, FL, ID, NE, NH, OH, OR, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Beaumont, TX
- Tampa, FL
- The Woodlands, TX

### Websites listed on Form ADV (Item 1.I)
- acfamilyoffice.com
- alphacapitalfamilyoffice.com
- familyofficesolutions.com
- yourfamilyoffice.com
- LinkedIn @alpha-capital-family-office

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $139,949,137 | 5 | August 31, 2021 |
| October 2022 | $191,504,456 | 5 | March 29, 2022 |
| October 2023 | $167,061,828 | 4 | March 20, 2023 |
| October 2024 | $140,230,396 | 5 | August 21, 2024 |
| October 2025 | $217,402,322 | 12 | March 19, 2025 |
| October 2026 | $295,926,405 | 15 | September 22, 2026 |

Regulatory assets under management: $139,949,137 in the October 2021 data and $295,926,405 in the October 2026 data, up 111%.
Total employees: 5 in October 2021 and 15 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Added an office in Beaumont, TX.
- Added an office in Tampa, FL.
- Added an office in The Woodlands, TX.
- Registered or notice-filed in FL.
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 8 to 7.
- Regulatory assets under management went from $217,402,322 to $295,926,405 (+36%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alpha Capital Family Office, LLC (CRD 307521): Form ADV filing data as of October 2026.