{
  "crd_number": 307521,
  "slug": "alpha-capital-family-office-llc-greenwood-village-co-307521",
  "primary_business_name": "ALPHA CAPITAL FAMILY OFFICE, LLC",
  "legal_name": "ALPHA CAPITAL FAMILY OFFICE, LLC",
  "dbas": [
    "AC FAMILY OFFICE"
  ],
  "city": "Greenwood Village",
  "state": "CO",
  "country": "United States",
  "cbsa_code": "19740",
  "metro": {
    "cbsa_code": "19740",
    "common_name": "Denver",
    "msa_name": "Denver-Aurora-Centennial, CO",
    "path": "/advisors/co/denver"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-02-28",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-09-22",
  "carried_forward": false,
  "raum_total": 295926405.0,
  "raum_discretionary": 218510877.0,
  "raum_non_discretionary": 77415528.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 15,
  "advisory_employees": 7,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 2812447.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 20194913.0,
      "count": 64
    },
    "high_net_worth_individuals": {
      "raum": 265383529.0,
      "count": 83
    },
    "corporations_other_businesses": {
      "raum": 7535516.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO",
    "FL",
    "ID",
    "NE",
    "NH",
    "OH",
    "OR",
    "TX"
  ],
  "websites": [
    "https://acfamilyoffice.com",
    "https://alphacapitalfamilyoffice.com",
    "https://familyofficesolutions.com",
    "https://linkedin.com/company/alpha-capital-family-office",
    "https://yourfamilyoffice.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/307521",
  "city_as_filed": "GREENWOOD VILLAGE",
  "url": "https://advisorcensus.com/firm/alpha-capital-family-office-llc-greenwood-village-co-307521",
  "display_name": "Alpha Capital Family Office, LLC",
  "summary": "Alpha Capital Family Office, LLC is an SEC-registered investment advisory firm in Greenwood Village, CO, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 22, 2026.",
  "citation": "AdvisorCensus. Alpha Capital Family Office, LLC (CRD 307521): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Alpha Capital Family Office, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Alpha Capital Family Office, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "What does Alpha Capital Family Office, LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated June 30, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Alpha Capital Family Office, LLC located?",
      "a": "Alpha Capital Family Office, LLC's principal office is in Greenwood Village, CO, according to its Form ADV; the October 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Alpha Capital Family Office, LLC registered with the SEC or a state?",
      "a": "Alpha Capital Family Office, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 307521."
    },
    {
      "q": "How much does Alpha Capital Family Office, LLC manage?",
      "a": "Alpha Capital Family Office, LLC reports $295,926,405 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (74% discretionary)."
    },
    {
      "q": "How have Alpha Capital Family Office, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Alpha Capital Family Office, LLC: Regulatory assets under management: $139,949,137 in the October 2021 data and $295,926,405 in the October 2026 data, up 111%. Total employees: 5 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Alpha Capital Family Office, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (83); individuals (other than high net worth individuals) (64)."
    },
    {
      "q": "Which custodians does Alpha Capital Family Office, LLC use?",
      "a": "Alpha Capital Family Office, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Alpha Capital Family Office, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307521"
    },
    {
      "q": "Does Alpha Capital Family Office, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 30, 2026 says: \"Our firm requires a minimum household value of $2,000,000 in order to provide advisory services to you. The firm may waive the account minimum upon the firm’s discretion.\""
    },
    {
      "q": "What changed in Alpha Capital Family Office, LLC's recent Form ADV filings?",
      "a": "In the July 2026 filing data: Added an office in Beaumont, TX. Added an office in Tampa, FL. Added an office in The Woodlands, TX. Registered or notice-filed in FL. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 139949137.0,
      "total_employees": 5,
      "filing_date": "2021-08-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 191504456.0,
      "total_employees": 5,
      "filing_date": "2022-03-29"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 167061828.0,
      "total_employees": 4,
      "filing_date": "2023-03-20"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 140230396.0,
      "total_employees": 5,
      "filing_date": "2024-08-21"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 217402322.0,
      "total_employees": 12,
      "filing_date": "2025-03-19"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 295926405.0,
      "total_employees": 15,
      "filing_date": "2026-09-22"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Added an office in Beaumont, TX.",
        "Added an office in Tampa, FL.",
        "Added an office in The Woodlands, TX.",
        "Registered or notice-filed in FL.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 8 to 7.",
        "Regulatory assets under management went from $217,402,322 to $295,926,405 (+36%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 30, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1.5% of assets a year",
    "account_minimum": "$2,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "Investment management fees are based upon a percentage of assets under management not to exceed 1.50%."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $2,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Our firm requires a minimum household value of $2,000,000 in order to provide advisory services to you. The firm may waive the account minimum upon the firm’s discretion."
        ]
      }
    ],
    "quotes": [
      "Investment management fees are based upon a percentage of assets under management not to exceed 1.50%.",
      "Our firm requires a minimum household value of $2,000,000 in order to provide advisory services to you. The firm may waive the account minimum upon the firm’s discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/alpha-capital-family-office-llc-greenwood-village-co-307521.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 64,
      "fewer_than_5": false,
      "raum": 20194913.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 83,
      "fewer_than_5": false,
      "raum": 265383529.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 2812447.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 7535516.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/307521",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}