# Alpha & Omega

> Alpha & Omega is a state-registered investment advisory firm in La Mesa, CA, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 15, 2026.

- CRD: 105548
- Filed as: ALPHA & OMEGA
- Legal name: Alpha & Omega Financial Management Consultants, Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: La Mesa, CA
- Filing period: October 2026
- Form ADV filing dated: July 15, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/105548
- AdvisorCensus page: https://advisorcensus.com/firm/alpha-and-omega-la-mesa-ca-105548

## Quick answers

**How is Alpha & Omega compensated?**
On its Form ADV (Item 5.E, October 2026), Alpha & Omega reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Alpha & Omega located?**
Alpha & Omega's principal office is in La Mesa, CA, according to its Form ADV.

**Is Alpha & Omega registered with the SEC or a state?**
Alpha & Omega is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 105548.

**How much does Alpha & Omega manage?**
Alpha & Omega reports $40,268,252 in regulatory assets under management in its Form ADV filing dated July 15, 2026 (0% discretionary).

**How have Alpha & Omega's assets and staff changed since 2021?**
In the Form ADV data for Alpha & Omega: Regulatory assets under management: $479,190,284 in the October 2021 data and $40,268,252 in the October 2026 data, down 92%. Total employees: 10 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alpha & Omega serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (134); high net worth individuals (3).

**Does Alpha & Omega report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/105548

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $40,268,252
- Discretionary: $0
- Non-discretionary: $40,268,252

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 134 | $36,887,976 |
| High net worth individuals | 3 | $3,380,276 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2023 (3 years)
- Employees: 11 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, LA, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- alpha-omega-inc.com
- aobenefits.com
- LinkedIn @alpha-omega-aa2a6218b

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $479,190,284 | 10 | January 29, 2021 |
| October 2022 | $19,239,924 | 10 | September 30, 2022 |
| October 2026 | $40,268,252 | 11 | July 15, 2026 |

Regulatory assets under management: $479,190,284 in the October 2021 data and $40,268,252 in the October 2026 data, down 92%.
Total employees: 10 in October 2021 and 11 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alpha & Omega (CRD 105548): Form ADV filing data as of October 2026.