# Alpha Analytics Investment Group LLC

> Alpha Analytics Investment Group LLC is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 109844
- Filed as: ALPHA ANALYTICS INVESTMENT GROUP LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/109844
- AdvisorCensus page: https://advisorcensus.com/firm/alpha-analytics-investment-group-llc-los-angeles-ca-109844

## Quick answers

**How is Alpha Analytics Investment Group LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Alpha Analytics Investment Group LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; other.

**Where is Alpha Analytics Investment Group LLC located?**
Alpha Analytics Investment Group LLC's principal office is in Los Angeles, CA, according to its Form ADV.

**Is Alpha Analytics Investment Group LLC registered with the SEC or a state?**
Alpha Analytics Investment Group LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 109844.

**How much does Alpha Analytics Investment Group LLC manage?**
Alpha Analytics Investment Group LLC reports $253,362,000 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (30% discretionary).

**How have Alpha Analytics Investment Group LLC's assets and staff changed since 2021?**
In the Form ADV data for Alpha Analytics Investment Group LLC: Regulatory assets under management: $121,987,000 in the October 2021 data and $253,362,000 in the October 2026 data, up 108%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alpha Analytics Investment Group LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (40); individuals (other than high net worth individuals) (28).

**Does Alpha Analytics Investment Group LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109844

**Does Alpha Analytics Investment Group LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 25, 2026 says: "We do not have a minimum account size requirement but do have a minimum quarterly fee (see Item 5 above)."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026)

- Account minimum: None

> We do not have a minimum account size requirement but do have a minimum quarterly fee (see Item 5 above).

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $253,362,000
- Discretionary: $76,071,000
- Non-discretionary: $177,291,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 28 | $8,848,000 |
| High net worth individuals | 40 | $244,514,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2018 (8 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- alphaanalytics.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $121,987,000 | 2 | March 31, 2021 |
| October 2022 | $210,443,000 | 2 | March 30, 2022 |
| October 2023 | $185,301,000 | 2 | March 29, 2023 |
| October 2024 | $214,939,000 | 2 | March 26, 2024 |
| October 2025 | $234,731,000 | 2 | March 27, 2025 |
| October 2026 | $253,362,000 | 2 | March 25, 2026 |

Regulatory assets under management: $121,987,000 in the October 2021 data and $253,362,000 in the October 2026 data, up 108%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alpha Analytics Investment Group LLC (CRD 109844): Form ADV filing data as of October 2026.