# Alpenglobal Capital, LLC

> Alpenglobal Capital, LLC is an SEC-registered investment advisory firm in Tahoe City, CA, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 13, 2026.

- CRD: 140186
- Filed as: ALPENGLOBAL CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tahoe City, CA
- Filing period: October 2026
- Form ADV filing dated: March 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/140186
- AdvisorCensus page: https://advisorcensus.com/firm/alpenglobal-capital-llc-tahoe-city-ca-140186

## Quick answers

**How is Alpenglobal Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Alpenglobal Capital, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Alpenglobal Capital, LLC charge?**
Its Form ADV Part 2A brochure dated March 13, 2026 states: Up to $5,000,000: 2% a year; Above $5,000,000: 1.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Alpenglobal Capital, LLC located?**
Alpenglobal Capital, LLC's principal office is in Tahoe City, CA, according to its Form ADV.

**Is Alpenglobal Capital, LLC registered with the SEC or a state?**
Alpenglobal Capital, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 140186.

**How much does Alpenglobal Capital, LLC manage?**
Alpenglobal Capital, LLC reports $184,036,686 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (100% discretionary).

**How have Alpenglobal Capital, LLC's assets and staff changed since 2021?**
In the Form ADV data for Alpenglobal Capital, LLC: Regulatory assets under management: $126,407,597 in the October 2021 data and $184,036,686 in the October 2026 data, up 46%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alpenglobal Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (80); individuals (other than high net worth individuals) (61).

**Which custodians does Alpenglobal Capital, LLC use?**
Alpenglobal Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC and RBC Capital Markets, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Alpenglobal Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/140186

**Does Alpenglobal Capital, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 13, 2026 says: "AlpenGlobal requires a minimum of $100,000 placed under management per client relationship."

**What changed in Alpenglobal Capital, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 1 to 2.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 13, 2026)

- Up to $5,000,000: 2% a year
- Above $5,000,000: 1.5% a year

> AlpenGlobal’s standard fee schedule is as follows: Portfolio Value of Assets Under Management Annual Fee as a % of Assets On the First $ 5,000,000 2.00% Above $ 5,000,000 1.50%

- Account minimum: $100,000

> AlpenGlobal requires a minimum of $100,000 placed under management per client relationship.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Pershing LLC
- RBC Capital Markets, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $184,036,686
- Discretionary: $184,036,686
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 61 | $18,080,686 |
| High net worth individuals | 80 | $165,361,951 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | Fewer than 5 | $594,049 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2020 (5 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NV, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- alpenglobalcapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $126,407,597 | 3 | March 25, 2021 |
| October 2022 | $145,859,606 | 3 | June 28, 2022 |
| October 2023 | $91,534,680 | 3 | February 16, 2023 |
| October 2024 | $132,247,887 | 3 | March 5, 2024 |
| October 2025 | $169,021,238 | 3 | February 27, 2025 |
| October 2026 | $184,036,686 | 4 | March 13, 2026 |

Regulatory assets under management: $126,407,597 in the October 2021 data and $184,036,686 in the October 2026 data, up 46%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 1 to 2.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alpenglobal Capital, LLC (CRD 140186): Form ADV filing data as of October 2026.