{
  "crd_number": 111167,
  "slug": "allworth-financial-l-p-folsom-ca-111167",
  "primary_business_name": "ALLWORTH FINANCIAL, L.P.",
  "legal_name": "ALLWORTH FINANCIAL, L.P.",
  "dbas": [
    "ALLWORTH AIRLINE ADVISORS",
    "ALLWORTH FINANCIAL",
    "GEORGE MCKELVEY & CO.",
    "HORSEMAN GROUP",
    "RAA",
    "REDROCK WEALTH MANAGEMENT",
    "SALZINGER SHEAFF BROCK",
    "SHEAFF BROCK",
    "STEWART & PATTEN CO."
  ],
  "city": "Folsom",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "40900",
  "metro": {
    "cbsa_code": "40900",
    "common_name": "Sacramento",
    "msa_name": "Sacramento-Roseville-Folsom, CA",
    "path": "/advisors/ca/sacramento"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2007-08-27",
  "years_registered": 19,
  "period": "2026-10-01",
  "filing_date": "2026-07-29",
  "carried_forward": false,
  "raum_total": 33554007293.0,
  "raum_discretionary": 33064569149.0,
  "raum_non_discretionary": 489438144.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 493,
  "advisory_employees": 165,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 30649264.0,
      "count": 107
    },
    "individuals": {
      "raum": 6996370059.0,
      "count": 19503
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 808504938.0,
      "count": 259
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 25233482966.0,
      "count": 9283
    },
    "pooled_investment_vehicles": {
      "raum": 54845217.0,
      "count": 2
    },
    "corporations_other_businesses": {
      "raum": 430154849.0,
      "count": 143
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "pension_consulting",
    "periodicals_newsletters",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI",
    "WV",
    "WY"
  ],
  "websites": [
    "https://allworthfinancial.com",
    "https://facebook.com/RAAFinancialAdvisors",
    "https://facebook.com/groups/RAAWomen",
    "https://linkedin.com/company/allworth",
    "https://linkedin.com/company/raa-financial-advisors",
    "https://redrockwealth.com",
    "https://sheaffbrock.com",
    "https://stewartandpatten.com",
    "https://twitter.com/AllworthRetire",
    "https://youtube.com/channel/UCi3mTR9DpHN8-capxwC6o2w"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111167",
  "city_as_filed": "FOLSOM",
  "url": "https://advisorcensus.com/firm/allworth-financial-l-p-folsom-ca-111167",
  "display_name": "Allworth Financial, L.P.",
  "summary": "Allworth Financial, L.P. is an SEC-registered investment advisory firm in Folsom, CA, registered since 2007, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 29, 2026.",
  "citation": "AdvisorCensus. Allworth Financial, L.P. (CRD 111167): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Publication of periodicals or newsletters",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Allworth Financial, L.P. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Allworth Financial, L.P. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees."
    },
    {
      "q": "Where is Allworth Financial, L.P. located?",
      "a": "Allworth Financial, L.P.'s principal office is in Folsom, CA, according to its Form ADV; the August 2026 filing also lists 26 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Allworth Financial, L.P. registered with the SEC or a state?",
      "a": "Allworth Financial, L.P. is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 111167."
    },
    {
      "q": "How much does Allworth Financial, L.P. manage?",
      "a": "Allworth Financial, L.P. reports $33,554,007,293 in regulatory assets under management in its Form ADV filing dated July 29, 2026 (99% discretionary)."
    },
    {
      "q": "How have Allworth Financial, L.P.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Allworth Financial, L.P.: Regulatory assets under management: $10,118,711,655 in the October 2021 data and $33,554,007,293 in the October 2026 data, up 232%. Total employees: 218 in October 2021 and 493 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Allworth Financial, L.P. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (19,503); high net worth individuals (9,283); pension and profit sharing plans (but not the plan participants or government pension plans) (259)."
    },
    {
      "q": "Which custodians does Allworth Financial, L.P. use?",
      "a": "Allworth Financial, L.P.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Allworth Financial, L.P. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111167"
    },
    {
      "q": "What changed in Allworth Financial, L.P.'s recent Form ADV filings?",
      "a": "In the August 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 10118711655.0,
      "total_employees": 218,
      "filing_date": "2021-09-28"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 13749494528.0,
      "total_employees": 343,
      "filing_date": "2022-08-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 16969522811.0,
      "total_employees": 343,
      "filing_date": "2023-07-14"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 19313695523.0,
      "total_employees": 392,
      "filing_date": "2024-05-31"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 25097132975.0,
      "total_employees": 466,
      "filing_date": "2025-07-01"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 33554007293.0,
      "total_employees": 493,
      "filing_date": "2026-07-29"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 151 to 165.",
        "Regulatory assets under management went from $25,097,132,975 to $33,554,007,293 (+34%).",
        "No longer lists an office in Fairfield, CA.",
        "No longer lists an office in Grandville, MI.",
        "No longer lists an office in Indianapolis, IN.",
        "No longer lists an office in Lincoln, CA.",
        "No longer lists an office in Los Gatos, CA.",
        "No longer lists an office in Redding, CA.",
        "No longer lists an office in Rochester, NY."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/allworth-financial-l-p-folsom-ca-111167.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 19503,
      "fewer_than_5": false,
      "raum": 6996370059.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 9283,
      "fewer_than_5": false,
      "raum": 25233482966.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 2,
      "fewer_than_5": false,
      "raum": 54845217.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 259,
      "fewer_than_5": false,
      "raum": 808504938.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 107,
      "fewer_than_5": false,
      "raum": 30649264.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 143,
      "fewer_than_5": false,
      "raum": 430154849.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111167",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}