# Alluvial Capital Management, LLC

> Alluvial Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 23, 2026.

- CRD: 169638
- Filed as: ALLUVIAL CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: July 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/169638
- AdvisorCensus page: https://advisorcensus.com/firm/alluvial-capital-management-llc-169638

## Quick answers

**How is Alluvial Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Alluvial Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Alluvial Capital Management, LLC charge?**
Its Form ADV Part 2A brochure dated July 23, 2026 states: Up to $100,000: 2% a year; $100,000 to $1,000,000: 1.5% a year; Above $1,000,000: 1% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Alluvial Capital Management, LLC registered with the SEC or a state?**
Alluvial Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 169638.

**How much does Alluvial Capital Management, LLC manage?**
Alluvial Capital Management, LLC reports $172,572,990 in regulatory assets under management in its Form ADV filing dated July 23, 2026 (100% discretionary).

**How have Alluvial Capital Management, LLC's assets and staff changed since 2025?**
In the Form ADV data for Alluvial Capital Management, LLC: Regulatory assets under management: $105,236,266 in the October 2025 data and $172,572,990 in the October 2026 data, up 64%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alluvial Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (41); individuals (other than high net worth individuals) (8); pooled investment vehicles (other than investment companies and business development companies) (2).

**Which custodians does Alluvial Capital Management, LLC use?**
Alluvial Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC, Pershing LLC and RBC Capital Markets, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Alluvial Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169638

**What changed in Alluvial Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $105,236,266 to $172,572,990 (+64%). Registered or notice-filed in IL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated July 23, 2026)

- Up to $100,000: 2% a year
- $100,000 to $1,000,000: 1.5% a year
- Above $1,000,000: 1% a year

> Total Assets Under Advisement Annual Fee Up to $100,000 2.00% $100,000 to $1,000,000 1.50% Over $1,000,000 1.00%

> These fees are negotiable, and the final fee schedule is attached as Exhibit II of the Investment Advisory Contract.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Interactive Brokers LLC
- Pershing LLC
- RBC Capital Markets, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $172,572,990
- Discretionary: $172,572,990
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 8 | $2,730,875 |
| High net worth individuals | 41 | $29,856,626 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $137,112,048 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | Fewer than 5 | $2,873,441 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, NY, OH, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Sewickley, PA

### Websites listed on Form ADV (Item 1.I)
- alluvial.substack.com
- alluvialcapital.com
- alluvialfund.com
- bsky.app/profile/alluvialcapital.bsky.social
- tactilefund.com
- tactilefund.substack.com
- Facebook @ALLUVIAL-CAPITAL-MANAGEMENT-LLC
- X @ALLUVIALCAPITAL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $105,236,266 | 2 | April 9, 2025 |
| October 2026 | $172,572,990 | 2 | July 23, 2026 |

Regulatory assets under management: $105,236,266 in the October 2025 data and $172,572,990 in the October 2026 data, up 64%.
Total employees: 2 in October 2025 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $105,236,266 to $172,572,990 (+64%).
- Registered or notice-filed in IL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alluvial Capital Management, LLC (CRD 169638): Form ADV filing data as of October 2026.