{
  "crd_number": 104973,
  "slug": "allspring-global-investments-llc-charlotte-nc-104973",
  "primary_business_name": "ALLSPRING GLOBAL INVESTMENTS, LLC",
  "legal_name": "ALLSPRING GLOBAL INVESTMENTS, LLC",
  "dbas": [],
  "city": "Charlotte",
  "state": "NC",
  "country": "United States",
  "cbsa_code": "16740",
  "metro": {
    "cbsa_code": "16740",
    "common_name": "Charlotte",
    "msa_name": "Charlotte-Concord-Gastonia, NC-SC",
    "path": "/advisors/nc/charlotte"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1984-04-27",
  "years_registered": 42,
  "period": "2026-10-01",
  "filing_date": "2026-05-13",
  "carried_forward": false,
  "raum_total": 475780527170.0,
  "raum_discretionary": 475766705753.0,
  "raum_non_discretionary": 13821417.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 956,
  "advisory_employees": 301,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 10015523902.0,
      "count": 501
    },
    "individuals": {
      "raum": 2897946189.0,
      "count": 7267
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 25257930464.0,
      "count": 65
    },
    "insurance_companies": {
      "raum": 41438490686.0,
      "count": 125
    },
    "investment_companies": {
      "raum": 339937222731.0,
      "count": 40
    },
    "pension_profit_sharing": {
      "raum": 21127707320.0,
      "count": 78
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 5703760769.0,
      "count": 1893
    },
    "pooled_investment_vehicles": {
      "raum": 13582675946.0,
      "count": 8
    },
    "corporations_other_businesses": {
      "raum": 14900983278.0,
      "count": 424
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 918285885.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "PR",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI",
    "WV",
    "WY"
  ],
  "websites": [
    "https://allspringglobal.com",
    "https://allspringglobal.com/instagram",
    "https://allspringglobal.com/linkedin",
    "https://allspringglobal.com/x",
    "https://allspringglobal.com/youtube",
    "https://music.amazon.com/podcasts/44e83c2c-e2c6-4cdf-962d-271f02025251/allspring-springtalk",
    "https://open.spotify.com/show/160KnhlsORPQTGX1Xz0GJQ",
    "https://podcasts.apple.com/us/podcast/allspring-springtalk/id207772417"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/104973",
  "city_as_filed": "CHARLOTTE",
  "url": "https://advisorcensus.com/firm/allspring-global-investments-llc-charlotte-nc-104973",
  "display_name": "Allspring Global Investments, LLC",
  "summary": "Allspring Global Investments, LLC is an SEC-registered investment advisory firm in Charlotte, NC, registered since 1984, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated May 13, 2026.",
  "citation": "AdvisorCensus. Allspring Global Investments, LLC (CRD 104973): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Allspring Global Investments, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Allspring Global Investments, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Allspring Global Investments, LLC located?",
      "a": "Allspring Global Investments, LLC's principal office is in Charlotte, NC, according to its Form ADV; the June 2026 filing also lists 10 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Allspring Global Investments, LLC registered with the SEC or a state?",
      "a": "Allspring Global Investments, LLC is an SEC-registered investment advisory firm, registered since 1984. Status as filed: Approved. CRD 104973."
    },
    {
      "q": "How much does Allspring Global Investments, LLC manage?",
      "a": "Allspring Global Investments, LLC reports $475,780,527,170 in regulatory assets under management in its Form ADV filing dated May 13, 2026 (100% discretionary)."
    },
    {
      "q": "How have Allspring Global Investments, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Allspring Global Investments, LLC: Regulatory assets under management: $482,820,656,202 in the October 2021 data and $475,780,527,170 in the October 2026 data, down 1%. Total employees: 880 in October 2021 and 956 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Allspring Global Investments, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (7,267); high net worth individuals (1,893); charitable organizations (501)."
    },
    {
      "q": "Which custodians does Allspring Global Investments, LLC use?",
      "a": "Allspring Global Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Northern Trust Corporation, Principal Financial Group, Inc., State Street Bank and Trust Company and The Bank of New York Mellon, N.A. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Allspring Global Investments, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/104973"
    },
    {
      "q": "What changed in Allspring Global Investments, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 325 to 301. Changed its office addresses in Richmond, VA. No longer lists an office in Los Angeles, CA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 482820656202.0,
      "total_employees": 880,
      "filing_date": "2021-09-28"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 473065765991.0,
      "total_employees": 841,
      "filing_date": "2022-06-06"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 367167074976.0,
      "total_employees": 932,
      "filing_date": "2023-09-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 429024440167.0,
      "total_employees": 1015,
      "filing_date": "2024-08-14"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 457468977821.0,
      "total_employees": 976,
      "filing_date": "2025-07-02"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 475780527170.0,
      "total_employees": 956,
      "filing_date": "2026-05-13"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 325 to 301.",
        "Changed its office addresses in Richmond, VA.",
        "No longer lists an office in Los Angeles, CA."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Northern Trust Corporation",
      "name_as_filed": "NORTHERN TRUST CORPORATION",
      "affiliated": false
    },
    {
      "name": "Principal Financial Group, Inc.",
      "name_as_filed": "PRINCIPAL FINANCIAL GROUP, INC.",
      "affiliated": false
    },
    {
      "name": "State Street Bank and Trust Company",
      "name_as_filed": "STATE STREET BANK AND TRUST COMPANY",
      "affiliated": false
    },
    {
      "name": "The Bank of New York Mellon, N.A.",
      "name_as_filed": "THE BANK OF NEW YORK MELLON, N.A.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/allspring-global-investments-llc-charlotte-nc-104973.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 7267,
      "fewer_than_5": false,
      "raum": 2897946189.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 1893,
      "fewer_than_5": false,
      "raum": 5703760769.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 40,
      "fewer_than_5": false,
      "raum": 339937222731.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 8,
      "fewer_than_5": false,
      "raum": 13582675946.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 78,
      "fewer_than_5": false,
      "raum": 21127707320.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 501,
      "fewer_than_5": false,
      "raum": 10015523902.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 65,
      "fewer_than_5": false,
      "raum": 25257930464.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 125,
      "fewer_than_5": false,
      "raum": 41438490686.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": null,
      "fewer_than_5": true,
      "raum": 918285885.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 424,
      "fewer_than_5": false,
      "raum": 14900983278.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/104973",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}