# Allos Investment Advisors, LLC

> Allos Investment Advisors, LLC is an SEC-registered investment advisory firm in Overland Park, KS, registered since 2011, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated May 6, 2026.

- CRD: 155541
- Filed as: ALLOS INVESTMENT ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Overland Park, KS
- Filing period: October 2026
- Form ADV filing dated: May 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/155541
- AdvisorCensus page: https://advisorcensus.com/firm/allos-investment-advisors-llc-overland-park-ks-155541

## Quick answers

**How is Allos Investment Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Allos Investment Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Allos Investment Advisors, LLC located?**
Allos Investment Advisors, LLC's principal office is in Overland Park, KS, according to its Form ADV.

**Is Allos Investment Advisors, LLC registered with the SEC or a state?**
Allos Investment Advisors, LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 155541.

**How much does Allos Investment Advisors, LLC manage?**
Allos Investment Advisors, LLC reports $73,608,831 in regulatory assets under management in its Form ADV filing dated May 6, 2026 (100% discretionary).

**How have Allos Investment Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Allos Investment Advisors, LLC: Regulatory assets under management: $33,509,976 in the October 2021 data and $73,608,831 in the October 2026 data, up 120%. Total employees: 7 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Allos Investment Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (375); high net worth individuals (7).

**Which custodians does Allos Investment Advisors, LLC use?**
Allos Investment Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Allos Investment Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/155541

**What changed in Allos Investment Advisors, LLC's recent Form ADV filings?**
In the June 2026 filing data: Registered or notice-filed in ID.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $73,608,831
- Discretionary: $73,608,831
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 375 | $61,361,437 |
| High net worth individuals | 7 | $12,022,609 |
| Charitable organizations | Fewer than 5 | $224,785 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2011 (15 years)
- Employees: 9 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, AZ, CA, CO, GA, ID, KS, MO, NE, OR, SC, TX, UT, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- allosadvisors.com
- vimeo.com/allosadvisors
- Facebook @allosadvisors
- Instagram @allosadvisors
- LinkedIn @allos-investment-advisors
- X @AllosAdvisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $33,509,976 | 7 | February 5, 2021 |
| October 2022 | $44,174,172 | 7 | June 13, 2022 |
| October 2023 | $43,436,362 | 6 | April 17, 2023 |
| October 2024 | $51,282,508 | 7 | August 8, 2024 |
| October 2025 | $59,841,456 | 8 | May 27, 2025 |
| October 2026 | $73,608,831 | 9 | May 6, 2026 |

Regulatory assets under management: $33,509,976 in the October 2021 data and $73,608,831 in the October 2026 data, up 120%.
Total employees: 7 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Registered or notice-filed in ID.

### May 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 8 to 9.
- Regulatory assets under management went from $59,841,456 to $73,608,831 (+23%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Allos Investment Advisors, LLC (CRD 155541): Form ADV filing data as of October 2026.