{ "crd_number": 316814, "slug": "allocate-management-company-llc-palo-alto-ca-316814", "primary_business_name": "ALLOCATE MANAGEMENT COMPANY, LLC", "legal_name": "ALLOCATE MANAGEMENT COMPANY, LLC", "dbas": [], "city": "Palo Alto", "state": "CA", "country": "United States", "cbsa_code": "41940", "metro": { "cbsa_code": "41940", "common_name": "San Jose", "msa_name": "San Jose-Sunnyvale-Santa Clara, CA", "path": "/advisors/ca/san-jose" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2022-09-30", "years_registered": 4, "period": "2026-10-01", "filing_date": "2026-08-24", "carried_forward": false, "raum_total": 2998752187.0, "raum_discretionary": 2331098217.0, "raum_non_discretionary": 667653970.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 16, "advisory_employees": 4, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other_investment_advisers": { "raum": 83338868.0, "count": 9 }, "high_net_worth_individuals": { "raum": 425350476.0, "count": 59 }, "pooled_investment_vehicles": { "raum": 2331098217.0, "count": 99 }, "corporations_other_businesses": { "raum": 158964626.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "fixed", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_individuals", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA" ], "websites": [ "https://allocate.co", "https://joinallocate.substack.com", "https://linkedin.com/company/allocateco", "https://twitter.com/joinallocate" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/316814", "city_as_filed": "PALO ALTO", "url": "https://advisorcensus.com/firm/allocate-management-company-llc-palo-alto-ca-316814", "display_name": "Allocate Management Company, LLC", "summary": "Allocate Management Company, LLC is an SEC-registered investment advisory firm in Palo Alto, CA, registered since 2022, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 24, 2026.", "citation": "AdvisorCensus. Allocate Management Company, LLC (CRD 316814): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Allocate Management Company, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Allocate Management Company, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Allocate Management Company, LLC located?", "a": "Allocate Management Company, LLC's principal office is in Palo Alto, CA, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Allocate Management Company, LLC registered with the SEC or a state?", "a": "Allocate Management Company, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 316814." }, { "q": "How much does Allocate Management Company, LLC manage?", "a": "Allocate Management Company, LLC reports $2,998,752,187 in regulatory assets under management in its Form ADV filing dated August 24, 2026 (78% discretionary)." }, { "q": "How have Allocate Management Company, LLC's assets and staff changed since 2022?", "a": "In the Form ADV data for Allocate Management Company, LLC: Regulatory assets under management: $145,284,000 in the October 2022 data and $2,998,752,187 in the October 2026 data, up 1964%. Total employees: 19 in October 2022 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Allocate Management Company, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (99); high net worth individuals (59); other investment advisers (9)." }, { "q": "Does Allocate Management Company, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/316814" }, { "q": "What changed in Allocate Management Company, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $2,137,251,892 to $2,998,752,187 (+40%)." } ], "filing_history": [ { "period": "2022-10-01", "regulatory_assets_under_management": 145284000.0, "total_employees": 19, "filing_date": "2022-08-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 247027031.0, "total_employees": 13, "filing_date": "2023-09-12" }, { "period": "2024-10-01", "regulatory_assets_under_management": 482048447.0, "total_employees": 15, "filing_date": "2024-06-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 930609755.0, "total_employees": 14, "filing_date": "2025-06-30" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2998752187.0, "total_employees": 16, "filing_date": "2026-08-24" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $2,137,251,892 to $2,998,752,187 (+40%)." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Employees performing advisory functions went from 5 to 4.", "Regulatory assets under management went from $930,609,755 to $2,137,251,892 (+130%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/allocate-management-company-llc-palo-alto-ca-316814.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 59, "fewer_than_5": false, "raum": 425350476.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 99, "fewer_than_5": false, "raum": 2331098217.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 9, "fewer_than_5": false, "raum": 83338868.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": null, "fewer_than_5": true, "raum": 158964626.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/316814", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }