# Allium Financial Advisors, LLC

> Allium Financial Advisors, LLC is an SEC-registered investment advisory firm in Lake Oswego, OR, registered since 2017, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 23, 2026.

- CRD: 288462
- Filed as: ALLIUM FINANCIAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lake Oswego, OR
- Filing period: October 2026
- Form ADV filing dated: July 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/288462
- AdvisorCensus page: https://advisorcensus.com/firm/allium-financial-advisors-llc-lake-oswego-or-288462

## Quick answers

**How is Allium Financial Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Allium Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Allium Financial Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Flat fee: $2,500 (Initial Financial Plan Set Up and Analysis). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Allium Financial Advisors, LLC located?**
Allium Financial Advisors, LLC's principal office is in Lake Oswego, OR, according to its Form ADV.

**Is Allium Financial Advisors, LLC registered with the SEC or a state?**
Allium Financial Advisors, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 288462.

**How much does Allium Financial Advisors, LLC manage?**
Allium Financial Advisors, LLC reports $733,507,437 in regulatory assets under management in its Form ADV filing dated July 23, 2026 (96% discretionary).

**How have Allium Financial Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Allium Financial Advisors, LLC: Regulatory assets under management: $388,209,079 in the October 2021 data and $733,507,437 in the October 2026 data, up 89%. Total employees: 7 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Allium Financial Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (171); individuals (other than high net worth individuals) (61); corporations or other businesses not listed above (7).

**Does Allium Financial Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288462

**What changed in Allium Financial Advisors, LLC's recent Form ADV filings?**
In the August 2026 filing data: Registered or notice-filed in GA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Minimum annual fee: $5,000

> Allium charges a minimum Investment Management Fee of $5,000.00 per year.

- Flat fee: $2,500 (Initial Financial Plan Set Up and Analysis)

> Initial Financial Plan Set Up and Analysis One-time fee, minimum of $2,500, based on complexity

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $733,507,437
- Discretionary: $703,432,537
- Non-discretionary: $30,074,900

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 61 | $21,740,767 |
| High net worth individuals | 171 | $668,260,640 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 4 | $23,563,104 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 7 | $19,942,926 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 10 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, GA, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [alliumfinancial.com](https://alliumfinancial.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $388,209,079 | 7 | July 13, 2021 |
| October 2022 | $425,961,756 | 9 | June 22, 2022 |
| October 2023 | $462,524,222 | 9 | March 30, 2023 |
| October 2024 | $558,157,158 | 9 | March 27, 2024 |
| October 2025 | $638,921,337 | 10 | June 6, 2025 |
| October 2026 | $733,507,437 | 10 | July 23, 2026 |

Regulatory assets under management: $388,209,079 in the October 2021 data and $733,507,437 in the October 2026 data, up 89%.
Total employees: 7 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Registered or notice-filed in GA.

### April 2026
- Regulatory assets under management went from $638,921,337 to $733,507,437 (+15%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Allium Financial Advisors, LLC (CRD 288462): Form ADV filing data as of October 2026.