# Allison Investment Management, LLC

> Allison Investment Management, LLC is an SEC-registered investment advisory firm in Columbia, SC, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 9, 2026.

- CRD: 124645
- Filed as: ALLISON INVESTMENT MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Columbia, SC
- Filing period: October 2026
- Form ADV filing dated: July 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/124645
- AdvisorCensus page: https://advisorcensus.com/firm/allison-investment-management-llc-columbia-sc-124645

## Quick answers

**How is Allison Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Allison Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Allison Investment Management, LLC located?**
Allison Investment Management, LLC's principal office is in Columbia, SC, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Allison Investment Management, LLC registered with the SEC or a state?**
Allison Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 124645.

**How much does Allison Investment Management, LLC manage?**
Allison Investment Management, LLC reports $170,419,000 in regulatory assets under management in its Form ADV filing dated July 9, 2026 (92% discretionary).

**How have Allison Investment Management, LLC's assets and staff changed since 2022?**
In the Form ADV data for Allison Investment Management, LLC: Regulatory assets under management: $115,061,000 in the October 2022 data and $170,419,000 in the October 2026 data, up 48%. Total employees: 2 in October 2022 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Allison Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (78); individuals (other than high net worth individuals) (22).

**Which custodians does Allison Investment Management, LLC use?**
Allison Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab and Fidelity as custodians holding 10% or more of its separately managed account assets.

**Does Allison Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/124645

**Does Allison Investment Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 6, 2026 says: "The minimum relationship size to open and maintain an advisory account is $500,000, although AIM may waive this minimum requirement under extraordinary circumstances."

**What changed in Allison Investment Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $138,205,000 to $170,419,000 (+23%). Registered or notice-filed in NH.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 6, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> The minimum relationship size to open and maintain an advisory account is $500,000, although AIM may waive this minimum requirement under extraordinary circumstances.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab
- Fidelity

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $170,419,000
- Discretionary: $156,333,000
- Non-discretionary: $14,086,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 22 | $6,616,000 |
| High net worth individuals | 78 | $157,397,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,629,000 |
| Charitable organizations | Fewer than 5 | $817,000 |
| Corporations or other businesses not listed above | Fewer than 5 | $2,960,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (4 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: NC, NH, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Wrightsville Beach, NC

### Websites listed on Form ADV (Item 1.I)
- allinvmgt.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $115,061,000 | 2 | May 25, 2022 |
| October 2023 | $103,582,000 | 2 | February 24, 2023 |
| October 2024 | $121,537,311 | 2 | March 18, 2024 |
| October 2025 | $138,205,000 | 2 | March 20, 2025 |
| October 2026 | $170,419,000 | 2 | July 9, 2026 |

Regulatory assets under management: $115,061,000 in the October 2022 data and $170,419,000 in the October 2026 data, up 48%.
Total employees: 2 in October 2022 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $138,205,000 to $170,419,000 (+23%).
- Registered or notice-filed in NH.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Allison Investment Management, LLC (CRD 124645): Form ADV filing data as of October 2026.