{
  "crd_number": 124645,
  "slug": "allison-investment-management-llc-columbia-sc-124645",
  "primary_business_name": "ALLISON INVESTMENT MANAGEMENT, LLC",
  "legal_name": "ALLISON INVESTMENT MANAGEMENT, LLC",
  "dbas": [],
  "city": "Columbia",
  "state": "SC",
  "country": "United States",
  "cbsa_code": "17900",
  "metro": {
    "cbsa_code": "17900",
    "common_name": "Columbia",
    "msa_name": "Columbia, SC",
    "path": "/advisors/sc/columbia"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-06-24",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-07-09",
  "carried_forward": false,
  "raum_total": 170419000.0,
  "raum_discretionary": 156333000.0,
  "raum_non_discretionary": 14086000.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 817000.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 6616000.0,
      "count": 22
    },
    "pension_profit_sharing": {
      "raum": 2629000.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 157397000.0,
      "count": 78
    },
    "corporations_other_businesses": {
      "raum": 2960000.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NC",
    "NH",
    "SC",
    "TX"
  ],
  "websites": [
    "https://allinvmgt.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/124645",
  "city_as_filed": "COLUMBIA",
  "url": "https://advisorcensus.com/firm/allison-investment-management-llc-columbia-sc-124645",
  "display_name": "Allison Investment Management, LLC",
  "summary": "Allison Investment Management, LLC is an SEC-registered investment advisory firm in Columbia, SC, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 9, 2026.",
  "citation": "AdvisorCensus. Allison Investment Management, LLC (CRD 124645): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Allison Investment Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Allison Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Allison Investment Management, LLC located?",
      "a": "Allison Investment Management, LLC's principal office is in Columbia, SC, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Allison Investment Management, LLC registered with the SEC or a state?",
      "a": "Allison Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 124645."
    },
    {
      "q": "How much does Allison Investment Management, LLC manage?",
      "a": "Allison Investment Management, LLC reports $170,419,000 in regulatory assets under management in its Form ADV filing dated July 9, 2026 (92% discretionary)."
    },
    {
      "q": "How have Allison Investment Management, LLC's assets and staff changed since 2022?",
      "a": "In the Form ADV data for Allison Investment Management, LLC: Regulatory assets under management: $115,061,000 in the October 2022 data and $170,419,000 in the October 2026 data, up 48%. Total employees: 2 in October 2022 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Allison Investment Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (78); individuals (other than high net worth individuals) (22)."
    },
    {
      "q": "Which custodians does Allison Investment Management, LLC use?",
      "a": "Allison Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab and Fidelity as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Allison Investment Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/124645"
    },
    {
      "q": "Does Allison Investment Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 6, 2026 says: \"The minimum relationship size to open and maintain an advisory account is $500,000, although AIM may waive this minimum requirement under extraordinary circumstances.\""
    },
    {
      "q": "What changed in Allison Investment Management, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $138,205,000 to $170,419,000 (+23%). Registered or notice-filed in NH."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 115061000.0,
      "total_employees": 2,
      "filing_date": "2022-05-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 103582000.0,
      "total_employees": 2,
      "filing_date": "2023-02-24"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 121537311.0,
      "total_employees": 2,
      "filing_date": "2024-03-18"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 138205000.0,
      "total_employees": 2,
      "filing_date": "2025-03-20"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 170419000.0,
      "total_employees": 2,
      "filing_date": "2026-07-09"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $138,205,000 to $170,419,000 (+23%).",
        "Registered or notice-filed in NH."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 6, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "The minimum relationship size to open and maintain an advisory account is $500,000, although AIM may waive this minimum requirement under extraordinary circumstances."
        ]
      }
    ],
    "quotes": [
      "The minimum relationship size to open and maintain an advisory account is $500,000, although AIM may waive this minimum requirement under extraordinary circumstances."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab",
      "name_as_filed": "CHARLES SCHWAB",
      "affiliated": false
    },
    {
      "name": "Fidelity",
      "name_as_filed": "FIDELITY",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/allison-investment-management-llc-columbia-sc-124645.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 22,
      "fewer_than_5": false,
      "raum": 6616000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 78,
      "fewer_than_5": false,
      "raum": 157397000.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 2629000.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 817000.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 2960000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/124645",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}