# Allies Capital Management

> Allies Capital Management is an SEC-registered investment advisory firm in New York, NY, registered since 2022, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 20, 2026.

- CRD: 319640
- Filed as: ALLIES CAPITAL MANAGEMENT
- Legal name: Allies Capital Management, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: February 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/319640
- AdvisorCensus page: https://advisorcensus.com/firm/allies-capital-management-new-york-ny-319640

## Quick answers

**How is Allies Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Allies Capital Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Allies Capital Management located?**
Allies Capital Management's principal office is in New York, NY, according to its Form ADV.

**Is Allies Capital Management registered with the SEC or a state?**
Allies Capital Management is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 319640.

**How much does Allies Capital Management manage?**
Allies Capital Management reports $25,000,000 in regulatory assets under management in its Form ADV filing dated February 20, 2026 (100% discretionary).

**How have Allies Capital Management's assets and staff changed since 2022?**
In the Form ADV data for Allies Capital Management: Regulatory assets under management: $0 in the October 2022 data and $25,000,000 in the October 2026 data. Total employees: 2 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Allies Capital Management serve?**
By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (1).

**Does Allies Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/319640

**What changed in Allies Capital Management's recent Form ADV filings?**
In the March 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $25,000,000
- Discretionary: $25,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Corporations or other businesses not listed above | 1 | $25,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2022 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $0 | 2 | May 16, 2022 |
| October 2023 | $25,000,000 | 2 | May 8, 2023 |
| October 2024 | $25,000,000 | 1 | March 28, 2024 |
| October 2025 | $25,000,000 | 1 | March 19, 2025 |
| October 2026 | $25,000,000 | 1 | February 20, 2026 |

Regulatory assets under management: $0 in the October 2022 data and $25,000,000 in the October 2026 data.
Total employees: 2 in October 2022 and 1 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Allies Capital Management (CRD 319640): Form ADV filing data as of October 2026.