{ "crd_number": 111925, "slug": "allianz-investment-management-llc-minneapolis-mn-111925", "primary_business_name": "ALLIANZ INVESTMENT MANAGEMENT LLC", "legal_name": "ALLIANZ INVESTMENT MANAGEMENT LLC", "dbas": [ "ALLIANZIM" ], "city": "Minneapolis", "state": "MN", "country": "United States", "cbsa_code": "33460", "metro": { "cbsa_code": "33460", "common_name": "Minneapolis", "msa_name": "Minneapolis-St. Paul-Bloomington, MN-WI", "path": "/advisors/mn/minneapolis" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2001-04-20", "years_registered": 25, "period": "2026-10-01", "filing_date": "2026-09-11", "carried_forward": false, "raum_total": 19091182080.0, "raum_discretionary": 19091182080.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 50, "advisory_employees": 7, "client_count_bucket": null, "clients_by_type": { "investment_companies": { "raum": 18161865980.0, "count": 73 }, "pooled_investment_vehicles": { "raum": 929316100.0, "count": 1 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [ "MN" ], "websites": [ "https://allianzim.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111925", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "MINNEAPOLIS", "url": "https://advisorcensus.com/firm/allianz-investment-management-llc-minneapolis-mn-111925", "display_name": "Allianz Investment Management LLC", "summary": "Allianz Investment Management LLC is an SEC-registered investment advisory firm in Minneapolis, MN, registered since 2001, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 11, 2026.", "citation": "AdvisorCensus. Allianz Investment Management LLC (CRD 111925): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Allianz Investment Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Allianz Investment Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Allianz Investment Management LLC located?", "a": "Allianz Investment Management LLC's principal office is in Minneapolis, MN, according to its Form ADV." }, { "q": "Is Allianz Investment Management LLC registered with the SEC or a state?", "a": "Allianz Investment Management LLC is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 111925." }, { "q": "How much does Allianz Investment Management LLC manage?", "a": "Allianz Investment Management LLC reports $19,091,182,080 in regulatory assets under management in its Form ADV filing dated September 11, 2026 (100% discretionary)." }, { "q": "How have Allianz Investment Management LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Allianz Investment Management LLC: Regulatory assets under management: $21,173,781,942 in the October 2021 data and $19,091,182,080 in the October 2026 data, down 10%. Total employees: 32 in October 2021 and 50 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Allianz Investment Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (73); pooled investment vehicles (other than investment companies and business development companies) (1)." }, { "q": "Does Allianz Investment Management LLC report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111925" }, { "q": "What changed in Allianz Investment Management LLC's recent Form ADV filings?", "a": "In the October 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 21173781942.0, "total_employees": 32, "filing_date": "2021-01-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 24368671389.0, "total_employees": 59, "filing_date": "2022-03-29" }, { "period": "2023-10-01", "regulatory_assets_under_management": 17477260493.0, "total_employees": 68, "filing_date": "2023-06-06" }, { "period": "2024-10-01", "regulatory_assets_under_management": 17324024297.0, "total_employees": 77, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 18139175735.0, "total_employees": 77, "filing_date": "2025-03-25" }, { "period": "2026-10-01", "regulatory_assets_under_management": 19091182080.0, "total_employees": 50, "filing_date": "2026-09-11" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/allianz-investment-management-llc-minneapolis-mn-111925.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 73, "fewer_than_5": false, "raum": 18161865980.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 1, "fewer_than_5": false, "raum": 929316100.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111925", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }