{
  "crd_number": 7726,
  "slug": "alliant-securities-inc-turner-nord-kienbaum-liberty-lake-wa-7726",
  "primary_business_name": "ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM",
  "legal_name": "ALLIANT SECURITIES, INC.",
  "dbas": [],
  "city": "Liberty Lake",
  "state": "WA",
  "country": "United States",
  "cbsa_code": "44060",
  "metro": {
    "cbsa_code": "44060",
    "common_name": "Spokane",
    "msa_name": "Spokane-Spokane Valley, WA",
    "path": "/advisors/wa/spokane"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-05-13",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-09-11",
  "carried_forward": false,
  "raum_total": 300000000.0,
  "raum_discretionary": 235000000.0,
  "raum_non_discretionary": 65000000.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 9,
  "advisory_employees": 6,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 2500000.0,
      "count": 3
    },
    "individuals": {
      "raum": 232500000.0,
      "count": 696
    },
    "high_net_worth_individuals": {
      "raum": 65000000.0,
      "count": 12
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "AZ",
    "CA",
    "ID",
    "MT",
    "OR",
    "UT",
    "WA"
  ],
  "websites": [
    "https://alliantsecurities.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/7726",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    }
  ],
  "city_as_filed": "LIBERTY LAKE",
  "url": "https://advisorcensus.com/firm/alliant-securities-inc-turner-nord-kienbaum-liberty-lake-wa-7726",
  "display_name": "Alliant Securities, Inc. Turner, Nord, Kienbaum",
  "summary": "Alliant Securities, Inc. Turner, Nord, Kienbaum is an SEC-registered investment advisory firm in Liberty Lake, WA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 11, 2026.",
  "citation": "AdvisorCensus. Alliant Securities, Inc. Turner, Nord, Kienbaum (CRD 7726): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Alliant Securities, Inc. Turner, Nord, Kienbaum compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Alliant Securities, Inc. Turner, Nord, Kienbaum reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Alliant Securities, Inc. Turner, Nord, Kienbaum located?",
      "a": "Alliant Securities, Inc. Turner, Nord, Kienbaum's principal office is in Liberty Lake, WA, according to its Form ADV."
    },
    {
      "q": "Is Alliant Securities, Inc. Turner, Nord, Kienbaum registered with the SEC or a state?",
      "a": "Alliant Securities, Inc. Turner, Nord, Kienbaum is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 7726."
    },
    {
      "q": "How much does Alliant Securities, Inc. Turner, Nord, Kienbaum manage?",
      "a": "Alliant Securities, Inc. Turner, Nord, Kienbaum reports $300,000,000 in regulatory assets under management in its Form ADV filing dated September 11, 2026 (78% discretionary)."
    },
    {
      "q": "How have Alliant Securities, Inc. Turner, Nord, Kienbaum's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Alliant Securities, Inc. Turner, Nord, Kienbaum: Regulatory assets under management: $109,000,000 in the October 2021 data and $300,000,000 in the October 2026 data, up 175%. Total employees: 8 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Alliant Securities, Inc. Turner, Nord, Kienbaum serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (696); high net worth individuals (12); charitable organizations (3)."
    },
    {
      "q": "Which custodians does Alliant Securities, Inc. Turner, Nord, Kienbaum use?",
      "a": "Alliant Securities, Inc. Turner, Nord, Kienbaum's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Wells Fargo Clearing Services, LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Alliant Securities, Inc. Turner, Nord, Kienbaum report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/7726"
    },
    {
      "q": "Does Alliant Securities, Inc. Turner, Nord, Kienbaum state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 5, 2026 says: \"ASI will require an initial minimum account size of $25,000. At its discretion, ASI may accept accounts below the minimum.\""
    },
    {
      "q": "What changed in Alliant Securities, Inc. Turner, Nord, Kienbaum's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Registered or notice-filed in UT."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 109000000.0,
      "total_employees": 8,
      "filing_date": "2021-05-26"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 158000000.0,
      "total_employees": 9,
      "filing_date": "2022-07-07"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 142000000.0,
      "total_employees": 9,
      "filing_date": "2023-03-06"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 180000000.0,
      "total_employees": 9,
      "filing_date": "2024-03-07"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 226500000.0,
      "total_employees": 9,
      "filing_date": "2025-04-15"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 300000000.0,
      "total_employees": 9,
      "filing_date": "2026-09-11"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Registered or notice-filed in UT."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 5 to 6.",
        "Regulatory assets under management went from $226,500,000 to $300,000,000 (+32%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 5, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$25,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $25,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "ASI will require an initial minimum account size of $25,000. At its discretion, ASI may accept accounts below the minimum."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 25000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "ASI will require an initial minimum account size of $25,000. At its discretion, ASI may accept accounts below the minimum."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Wells Fargo Clearing Services, LLC",
      "name_as_filed": "WELLS FARGO CLEARING SERVICES, LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/alliant-securities-inc-turner-nord-kienbaum-liberty-lake-wa-7726.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 696,
      "fewer_than_5": false,
      "raum": 232500000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 12,
      "fewer_than_5": false,
      "raum": 65000000.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 3,
      "fewer_than_5": false,
      "raum": 2500000.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/7726",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}