{ "crd_number": 169573, "slug": "alliance-wealth-management-group-llc-flemington-nj-169573", "primary_business_name": "ALLIANCE WEALTH MANAGEMENT GROUP, LLC", "legal_name": "ALLIANCE WEALTH MANAGEMENT GROUP, LLC", "dbas": [], "city": "Flemington", "state": "NJ", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2014-01-08", "years_registered": 12, "period": "2026-10-01", "filing_date": "2026-02-19", "carried_forward": false, "raum_total": 517401818.0, "raum_discretionary": 517401818.0, "raum_non_discretionary": 0.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 13, "advisory_employees": 6, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 102696496.0, "count": 310 }, "high_net_worth_individuals": { "raum": 414705322.0, "count": 137 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AZ", "CA", "CO", "FL", "GA", "LA", "MA", "MN", "NC", "NH", "NJ", "NY", "PA", "SC", "TN", "TX" ], "websites": [ "https://alliancewmg.com", "https://linkedin.com/COMPANY/10874428", "https://youtube.com/channel/UCJiLwNmU8W4VbpKdyU8ZDQQ" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169573", "city_as_filed": "FLEMINGTON", "url": "https://advisorcensus.com/firm/alliance-wealth-management-group-llc-flemington-nj-169573", "display_name": "Alliance Wealth Management Group, LLC", "summary": "Alliance Wealth Management Group, LLC is an SEC-registered investment advisory firm in Flemington, NJ, registered since 2014, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 19, 2026.", "citation": "AdvisorCensus. Alliance Wealth Management Group, LLC (CRD 169573): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Alliance Wealth Management Group, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Alliance Wealth Management Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Alliance Wealth Management Group, LLC located?", "a": "Alliance Wealth Management Group, LLC's principal office is in Flemington, NJ, according to its Form ADV; the March 2026 filing also lists 5 other offices (Schedule D, Section 1.F)." }, { "q": "Is Alliance Wealth Management Group, LLC registered with the SEC or a state?", "a": "Alliance Wealth Management Group, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 169573." }, { "q": "How much does Alliance Wealth Management Group, LLC manage?", "a": "Alliance Wealth Management Group, LLC reports $517,401,818 in regulatory assets under management in its Form ADV filing dated February 19, 2026 (100% discretionary)." }, { "q": "How have Alliance Wealth Management Group, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Alliance Wealth Management Group, LLC: Regulatory assets under management: $290,965,753 in the October 2021 data and $517,401,818 in the October 2026 data, up 78%. Total employees: 11 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Alliance Wealth Management Group, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (310); high net worth individuals (137)." }, { "q": "Which custodians does Alliance Wealth Management Group, LLC use?", "a": "Alliance Wealth Management Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Alliance Wealth Management Group, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169573" }, { "q": "What changed in Alliance Wealth Management Group, LLC's recent Form ADV filings?", "a": "In the March 2026 filing data: Regulatory assets under management went from $424,154,401 to $517,401,818 (+22%). Added an office in Long Valley, NJ. Registered or notice-filed in MN." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 290965753.0, "total_employees": 11, "filing_date": "2021-03-17" }, { "period": "2022-10-01", "regulatory_assets_under_management": 356174269.0, "total_employees": 17, "filing_date": "2022-03-10" }, { "period": "2023-10-01", "regulatory_assets_under_management": 309439764.0, "total_employees": 13, "filing_date": "2023-03-13" }, { "period": "2024-10-01", "regulatory_assets_under_management": 363463767.0, "total_employees": 13, "filing_date": "2024-03-13" }, { "period": "2025-10-01", "regulatory_assets_under_management": 424154401.0, "total_employees": 13, "filing_date": "2025-03-21" }, { "period": "2026-10-01", "regulatory_assets_under_management": 517401818.0, "total_employees": 13, "filing_date": "2026-02-19" } ], "recent_changes": [ { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Regulatory assets under management went from $424,154,401 to $517,401,818 (+22%).", "Added an office in Long Valley, NJ.", "Registered or notice-filed in MN." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/alliance-wealth-management-group-llc-flemington-nj-169573.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 310, "fewer_than_5": false, "raum": 102696496.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 137, "fewer_than_5": false, "raum": 414705322.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169573", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }