{
  "crd_number": 288394,
  "slug": "alliance-wealth-advisors-llc-scranton-pa-288394",
  "primary_business_name": "ALLIANCE WEALTH ADVISORS, LLC",
  "legal_name": "ALLIANCE WEALTH ADVISORS, LLC",
  "dbas": [
    "ALLIANCE CENTER FOR INVESTOR EDUCATION",
    "THE ROSE HOLCOMB ROSS GROUP"
  ],
  "city": "Scranton",
  "state": "PA",
  "country": "United States",
  "cbsa_code": "42540",
  "metro": {
    "cbsa_code": "42540",
    "common_name": "Scranton",
    "msa_name": "Scranton--Wilkes-Barre, PA",
    "path": "/advisors/pa/scranton"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2017-06-06",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-03-06",
  "carried_forward": false,
  "raum_total": 601101030.0,
  "raum_discretionary": 524911694.0,
  "raum_non_discretionary": 76189336.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 8,
  "advisory_employees": 6,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 210754155.0,
      "count": 588
    },
    "pension_profit_sharing": {
      "raum": 80764837.0,
      "count": 16
    },
    "high_net_worth_individuals": {
      "raum": 280881593.0,
      "count": 60
    },
    "corporations_other_businesses": {
      "raum": 28700445.0,
      "count": 13
    }
  },
  "compensation_types": [
    "commissions",
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "pension_consulting",
    "periodicals_newsletters",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "GA",
    "NE",
    "NJ",
    "NY",
    "PA",
    "TX",
    "VA"
  ],
  "websites": [
    "https://alliancewealthadvisors.com",
    "https://amazon.com/music/lp/podcasts",
    "https://apple.com/apple-podcasts",
    "https://facebook.com/ALLIANCEWEALTHADVISORS",
    "https://instagram.com/alliancewealth",
    "https://linkedin.com/COMPANY/ALLIANCE-WEALTH-ADVISORS",
    "https://open.spotify.com/genre/podcasts-web",
    "https://planwithalliance.com",
    "https://youtube.com/@alliancewealthadvisors"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/288394",
  "city_as_filed": "SCRANTON",
  "url": "https://advisorcensus.com/firm/alliance-wealth-advisors-llc-scranton-pa-288394",
  "display_name": "Alliance Wealth Advisors, LLC",
  "summary": "Alliance Wealth Advisors, LLC is an SEC-registered investment advisory firm in Scranton, PA, registered since 2017, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 6, 2026.",
  "citation": "AdvisorCensus. Alliance Wealth Advisors, LLC (CRD 288394): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Commissions"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Publication of periodicals or newsletters",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Alliance Wealth Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Alliance Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Alliance Wealth Advisors, LLC located?",
      "a": "Alliance Wealth Advisors, LLC's principal office is in Scranton, PA, according to its Form ADV."
    },
    {
      "q": "Is Alliance Wealth Advisors, LLC registered with the SEC or a state?",
      "a": "Alliance Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 288394."
    },
    {
      "q": "How much does Alliance Wealth Advisors, LLC manage?",
      "a": "Alliance Wealth Advisors, LLC reports $601,101,030 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (87% discretionary)."
    },
    {
      "q": "How have Alliance Wealth Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Alliance Wealth Advisors, LLC: Regulatory assets under management: $291,741,509 in the October 2021 data and $601,101,030 in the October 2026 data, up 106%. Total employees: 7 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Alliance Wealth Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (588); high net worth individuals (60); pension and profit sharing plans (but not the plan participants or government pension plans) (16)."
    },
    {
      "q": "Which custodians does Alliance Wealth Advisors, LLC use?",
      "a": "Alliance Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Raymond James & Associates, Inc. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Alliance Wealth Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288394"
    },
    {
      "q": "What changed in Alliance Wealth Advisors, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $498,454,880 to $601,101,030 (+21%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 291741509.0,
      "total_employees": 7,
      "filing_date": "2021-08-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 375054591.0,
      "total_employees": 8,
      "filing_date": "2022-03-17"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 352038586.0,
      "total_employees": 8,
      "filing_date": "2023-08-21"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 425304845.0,
      "total_employees": 7,
      "filing_date": "2024-03-19"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 498454880.0,
      "total_employees": 8,
      "filing_date": "2025-03-18"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 601101030.0,
      "total_employees": 8,
      "filing_date": "2026-03-06"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $498,454,880 to $601,101,030 (+21%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in MA, NV."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in GA."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Raymond James & Associates, Inc.",
      "name_as_filed": "RAYMOND JAMES & ASSOCIATES, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/alliance-wealth-advisors-llc-scranton-pa-288394.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 588,
      "fewer_than_5": false,
      "raum": 210754155.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 60,
      "fewer_than_5": false,
      "raum": 280881593.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 16,
      "fewer_than_5": false,
      "raum": 80764837.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 13,
      "fewer_than_5": false,
      "raum": 28700445.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/288394",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}