{ "crd_number": 314668, "slug": "alliance-wealth-advisors-llc-centerville-ut-314668", "primary_business_name": "ALLIANCE WEALTH ADVISORS, LLC", "legal_name": "ALLIANCE WEALTH ADVISORS, LLC", "dbas": [ "MYRETIRE" ], "city": "Centerville", "state": "UT", "country": "United States", "cbsa_code": "36260", "metro": { "cbsa_code": "36260", "common_name": "Ogden", "msa_name": "Ogden, UT", "path": "/advisors/ut/ogden" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2021-06-25", "years_registered": 5, "period": "2026-10-01", "filing_date": "2026-08-06", "carried_forward": false, "raum_total": 551968986.0, "raum_discretionary": 551968986.0, "raum_non_discretionary": 0.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 19, "advisory_employees": 7, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 233586147.0, "count": 631 }, "high_net_worth_individuals": { "raum": 318382839.0, "count": 139 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "financial_planning", "other", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AK", "AZ", "CA", "CO", "FL", "ID", "LA", "OR", "TX", "UT", "VA", "WA" ], "websites": [ "https://awaplanning.com", "https://linkedin.com/company/awa-planning", "https://myretire.us", "https://youtube.com/@alliancewealthadvisors4672" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/314668", "city_as_filed": "CENTERVILLE", "url": "https://advisorcensus.com/firm/alliance-wealth-advisors-llc-centerville-ut-314668", "display_name": "Alliance Wealth Advisors, LLC", "summary": "Alliance Wealth Advisors, LLC is an SEC-registered investment advisory firm in Centerville, UT, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 6, 2026.", "citation": "AdvisorCensus. Alliance Wealth Advisors, LLC (CRD 314668): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)", "Educational seminars/workshops", "Other" ], "quick_answers": [ { "q": "How is Alliance Wealth Advisors, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Alliance Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Alliance Wealth Advisors, LLC located?", "a": "Alliance Wealth Advisors, LLC's principal office is in Centerville, UT, according to its Form ADV." }, { "q": "Is Alliance Wealth Advisors, LLC registered with the SEC or a state?", "a": "Alliance Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 314668." }, { "q": "How much does Alliance Wealth Advisors, LLC manage?", "a": "Alliance Wealth Advisors, LLC reports $551,968,986 in regulatory assets under management in its Form ADV filing dated August 6, 2026 (100% discretionary)." }, { "q": "How have Alliance Wealth Advisors, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Alliance Wealth Advisors, LLC: Regulatory assets under management: $0 in the October 2021 data and $551,968,986 in the October 2026 data. Total employees: 8 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Alliance Wealth Advisors, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (631); high net worth individuals (139)." }, { "q": "Which custodians does Alliance Wealth Advisors, LLC use?", "a": "Alliance Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Alliance Wealth Advisors, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/314668" }, { "q": "What changed in Alliance Wealth Advisors, LLC's recent Form ADV filings?", "a": "In the September 2026 filing data: Registered or notice-filed in FL." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 0.0, "total_employees": 8, "filing_date": "2021-06-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 229975579.0, "total_employees": 10, "filing_date": "2022-08-17" }, { "period": "2023-10-01", "regulatory_assets_under_management": 270871067.0, "total_employees": 14, "filing_date": "2023-09-08" }, { "period": "2024-10-01", "regulatory_assets_under_management": 368846691.0, "total_employees": 13, "filing_date": "2024-05-01" }, { "period": "2025-10-01", "regulatory_assets_under_management": 439486365.0, "total_employees": 14, "filing_date": "2025-03-21" }, { "period": "2026-10-01", "regulatory_assets_under_management": 551968986.0, "total_employees": 19, "filing_date": "2026-08-06" } ], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Registered or notice-filed in FL." ] }, { "period": "2026-06-01", "period_label": "June 2026", "notes": [ "Registered or notice-filed in AK, VA." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $439,486,365 to $551,968,986 (+26%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/alliance-wealth-advisors-llc-centerville-ut-314668.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 631, "fewer_than_5": false, "raum": 233586147.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 139, "fewer_than_5": false, "raum": 318382839.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/314668", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }