# Alliance Private Wealth, LLC

> Alliance Private Wealth, LLC is an SEC-registered investment advisory firm in North Reading, MA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 5, 2026.

- CRD: 316612
- Filed as: ALLIANCE PRIVATE WEALTH, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: North Reading, MA
- Filing period: October 2026
- Form ADV filing dated: March 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/316612
- AdvisorCensus page: https://advisorcensus.com/firm/alliance-private-wealth-llc-north-reading-ma-316612

## Quick answers

**How is Alliance Private Wealth, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Alliance Private Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Alliance Private Wealth, LLC located?**
Alliance Private Wealth, LLC's principal office is in North Reading, MA, according to its Form ADV.

**Is Alliance Private Wealth, LLC registered with the SEC or a state?**
Alliance Private Wealth, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 316612.

**How much does Alliance Private Wealth, LLC manage?**
Alliance Private Wealth, LLC reports $466,159,954 in regulatory assets under management in its Form ADV filing dated March 5, 2026 (100% discretionary).

**How have Alliance Private Wealth, LLC's assets and staff changed since 2025?**
In the Form ADV data for Alliance Private Wealth, LLC: Regulatory assets under management: $102,292,462 in the October 2025 data and $466,159,954 in the October 2026 data, up 356%. Total employees: 10 in October 2025 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Alliance Private Wealth, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (100); individuals (other than high net worth individuals) (67).

**Which custodians does Alliance Private Wealth, LLC use?**
Alliance Private Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Alliance Private Wealth, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/316612

**What changed in Alliance Private Wealth, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 4.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $466,159,954
- Discretionary: $466,159,954
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 67 | $27,293,213 |
| High net worth individuals | 100 | $438,521,741 |
| Corporations or other businesses not listed above | Fewer than 5 | $345,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Publication of periodicals or newsletters
- Other

### Firm details
- Registered since: 2025 (1 year)
- Employees: 11 total, 4 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: MA, NH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- allianceprivatewealth.com
- LinkedIn @ALLIANCE-PRIVATE-WEALTH
- X @APW_Team

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $102,292,462 | 10 | May 29, 2025 |
| October 2026 | $466,159,954 | 11 | March 5, 2026 |

Regulatory assets under management: $102,292,462 in the October 2025 data and $466,159,954 in the October 2026 data, up 356%.
Total employees: 10 in October 2025 and 11 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 4.

### December 2025
- Regulatory assets under management went from $102,292,462 to $449,593,371 (+340%).
- Registered or notice-filed in NH, TX.

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Alliance Private Wealth, LLC (CRD 316612): Form ADV filing data as of October 2026.