{
  "crd_number": 316612,
  "slug": "alliance-private-wealth-llc-north-reading-ma-316612",
  "primary_business_name": "ALLIANCE PRIVATE WEALTH, LLC",
  "legal_name": "ALLIANCE PRIVATE WEALTH, LLC",
  "dbas": [],
  "city": "North Reading",
  "state": "MA",
  "country": "United States",
  "cbsa_code": "14460",
  "metro": {
    "cbsa_code": "14460",
    "common_name": "Boston",
    "msa_name": "Boston-Cambridge-Newton, MA-NH",
    "path": "/advisors/ma/boston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-06-27",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-03-05",
  "carried_forward": false,
  "raum_total": 466159954.0,
  "raum_discretionary": 466159954.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 11,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 27293213.0,
      "count": 67
    },
    "high_net_worth_individuals": {
      "raum": 438521741.0,
      "count": 100
    },
    "corporations_other_businesses": {
      "raum": 345000.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "pension_consulting",
    "periodicals_newsletters",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "MA",
    "NH",
    "TX"
  ],
  "websites": [
    "https://allianceprivatewealth.com",
    "https://linkedin.com/COMPANY/ALLIANCE-PRIVATE-WEALTH",
    "https://twitter.com/APW_Team"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/316612",
  "city_as_filed": "NORTH READING",
  "url": "https://advisorcensus.com/firm/alliance-private-wealth-llc-north-reading-ma-316612",
  "display_name": "Alliance Private Wealth, LLC",
  "summary": "Alliance Private Wealth, LLC is an SEC-registered investment advisory firm in North Reading, MA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 5, 2026.",
  "citation": "AdvisorCensus. Alliance Private Wealth, LLC (CRD 316612): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Publication of periodicals or newsletters",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Alliance Private Wealth, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Alliance Private Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Alliance Private Wealth, LLC located?",
      "a": "Alliance Private Wealth, LLC's principal office is in North Reading, MA, according to its Form ADV."
    },
    {
      "q": "Is Alliance Private Wealth, LLC registered with the SEC or a state?",
      "a": "Alliance Private Wealth, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 316612."
    },
    {
      "q": "How much does Alliance Private Wealth, LLC manage?",
      "a": "Alliance Private Wealth, LLC reports $466,159,954 in regulatory assets under management in its Form ADV filing dated March 5, 2026 (100% discretionary)."
    },
    {
      "q": "How have Alliance Private Wealth, LLC's assets and staff changed since 2025?",
      "a": "In the Form ADV data for Alliance Private Wealth, LLC: Regulatory assets under management: $102,292,462 in the October 2025 data and $466,159,954 in the October 2026 data, up 356%. Total employees: 10 in October 2025 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Alliance Private Wealth, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (100); individuals (other than high net worth individuals) (67)."
    },
    {
      "q": "Which custodians does Alliance Private Wealth, LLC use?",
      "a": "Alliance Private Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Alliance Private Wealth, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/316612"
    },
    {
      "q": "What changed in Alliance Private Wealth, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 3 to 4."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 102292462.0,
      "total_employees": 10,
      "filing_date": "2025-05-29"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 466159954.0,
      "total_employees": 11,
      "filing_date": "2026-03-05"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 3 to 4."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Regulatory assets under management went from $102,292,462 to $449,593,371 (+340%).",
        "Registered or notice-filed in NH, TX."
      ]
    },
    {
      "period": "2025-11-01",
      "period_label": "November 2025",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/alliance-private-wealth-llc-north-reading-ma-316612.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 67,
      "fewer_than_5": false,
      "raum": 27293213.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 100,
      "fewer_than_5": false,
      "raum": 438521741.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 345000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/316612",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}