# Allgen Financial Advisors, Inc.

> Allgen Financial Advisors, Inc. is an SEC-registered investment advisory firm in Orlando, FL, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 24, 2026.

- CRD: 126877
- Filed as: ALLGEN FINANCIAL ADVISORS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Orlando, FL
- Filing period: October 2026
- Form ADV filing dated: July 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/126877
- AdvisorCensus page: https://advisorcensus.com/firm/allgen-financial-advisors-inc-orlando-fl-126877

## Quick answers

**How is Allgen Financial Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Allgen Financial Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Allgen Financial Advisors, Inc. located?**
Allgen Financial Advisors, Inc.'s principal office is in Orlando, FL, according to its Form ADV.

**Is Allgen Financial Advisors, Inc. registered with the SEC or a state?**
Allgen Financial Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 126877.

**How much does Allgen Financial Advisors, Inc. manage?**
Allgen Financial Advisors, Inc. reports $475,182,812 in regulatory assets under management in its Form ADV filing dated July 24, 2026 (100% discretionary).

**How have Allgen Financial Advisors, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Allgen Financial Advisors, Inc.: Regulatory assets under management: $263,570,000 in the October 2021 data and $475,182,812 in the October 2026 data, up 80%. Total employees: 16 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Allgen Financial Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (963); high net worth individuals (99); corporations or other businesses not listed above (35).

**Which custodians does Allgen Financial Advisors, Inc. use?**
Allgen Financial Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Allgen Financial Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/126877

**Does Allgen Financial Advisors, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 10, 2026 says: "We do not require a minimum account value to open a portfolio management account."

**What changed in Allgen Financial Advisors, Inc.'s recent Form ADV filings?**
In the August 2026 filing data: Employees performing advisory functions went from 12 to 13.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 10, 2026)

- Account minimum: None

> We do not require a minimum account value to open a portfolio management account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $475,182,812
- Discretionary: $475,182,812
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 963 | $185,617,898 |
| High net worth individuals | 99 | $260,275,808 |
| Charitable organizations | Fewer than 5 | $7,172,757 |
| Corporations or other businesses not listed above | 35 | $22,116,349 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2014 (12 years)
- Employees: 18 total, 13 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, FL, NC, NJ, NY, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- allgenfinancial.com
- Facebook @AllGenFinancial
- Instagram @allgenfinancial
- LinkedIn @allgenfinancial
- X @allgenfinancial
- YouTube @UCiKK8uAyvvXnk9tzRbZkY5w

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $263,570,000 | 16 | March 23, 2021 |
| October 2022 | $321,518,894 | 17 | September 12, 2022 |
| October 2023 | $309,506,883 | 16 | March 18, 2023 |
| October 2024 | $352,356,607 | 17 | March 27, 2024 |
| October 2025 | $392,518,934 | 15 | March 27, 2025 |
| October 2026 | $475,182,812 | 18 | July 24, 2026 |

Regulatory assets under management: $263,570,000 in the October 2021 data and $475,182,812 in the October 2026 data, up 80%.
Total employees: 16 in October 2021 and 18 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Employees performing advisory functions went from 12 to 13.

### April 2026
- Employees performing advisory functions went from 10 to 12.
- Regulatory assets under management went from $392,518,934 to $475,182,812 (+21%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Allgen Financial Advisors, Inc. (CRD 126877): Form ADV filing data as of October 2026.