{
  "crd_number": 126877,
  "slug": "allgen-financial-advisors-inc-orlando-fl-126877",
  "primary_business_name": "ALLGEN FINANCIAL ADVISORS, INC.",
  "legal_name": "ALLGEN FINANCIAL ADVISORS, INC.",
  "dbas": [],
  "city": "Orlando",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "36740",
  "metro": {
    "cbsa_code": "36740",
    "common_name": "Orlando",
    "msa_name": "Orlando-Kissimmee-Sanford, FL",
    "path": "/advisors/fl/orlando"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-07-15",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-07-24",
  "carried_forward": false,
  "raum_total": 475182812.0,
  "raum_discretionary": 475182812.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 18,
  "advisory_employees": 13,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 7172757.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 185617898.0,
      "count": 963
    },
    "high_net_worth_individuals": {
      "raum": 260275808.0,
      "count": 99
    },
    "corporations_other_businesses": {
      "raum": 22116349.0,
      "count": 35
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "FL",
    "NC",
    "NJ",
    "NY",
    "OH",
    "TX"
  ],
  "websites": [
    "https://allgenfinancial.com",
    "https://facebook.com/AllGenFinancial",
    "https://instagram.com/allgenfinancial",
    "https://linkedin.com/company/allgenfinancial",
    "https://twitter.com/allgenfinancial",
    "https://youtube.com/channel/UCiKK8uAyvvXnk9tzRbZkY5w"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/126877",
  "city_as_filed": "ORLANDO",
  "url": "https://advisorcensus.com/firm/allgen-financial-advisors-inc-orlando-fl-126877",
  "display_name": "Allgen Financial Advisors, Inc.",
  "summary": "Allgen Financial Advisors, Inc. is an SEC-registered investment advisory firm in Orlando, FL, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 24, 2026.",
  "citation": "AdvisorCensus. Allgen Financial Advisors, Inc. (CRD 126877): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Allgen Financial Advisors, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Allgen Financial Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Allgen Financial Advisors, Inc. located?",
      "a": "Allgen Financial Advisors, Inc.'s principal office is in Orlando, FL, according to its Form ADV."
    },
    {
      "q": "Is Allgen Financial Advisors, Inc. registered with the SEC or a state?",
      "a": "Allgen Financial Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 126877."
    },
    {
      "q": "How much does Allgen Financial Advisors, Inc. manage?",
      "a": "Allgen Financial Advisors, Inc. reports $475,182,812 in regulatory assets under management in its Form ADV filing dated July 24, 2026 (100% discretionary)."
    },
    {
      "q": "How have Allgen Financial Advisors, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Allgen Financial Advisors, Inc.: Regulatory assets under management: $263,570,000 in the October 2021 data and $475,182,812 in the October 2026 data, up 80%. Total employees: 16 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Allgen Financial Advisors, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (963); high net worth individuals (99); corporations or other businesses not listed above (35)."
    },
    {
      "q": "Which custodians does Allgen Financial Advisors, Inc. use?",
      "a": "Allgen Financial Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Allgen Financial Advisors, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/126877"
    },
    {
      "q": "Does Allgen Financial Advisors, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 10, 2026 says: \"We do not require a minimum account value to open a portfolio management account.\""
    },
    {
      "q": "What changed in Allgen Financial Advisors, Inc.'s recent Form ADV filings?",
      "a": "In the August 2026 filing data: Employees performing advisory functions went from 12 to 13."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 263570000.0,
      "total_employees": 16,
      "filing_date": "2021-03-23"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 321518894.0,
      "total_employees": 17,
      "filing_date": "2022-09-12"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 309506883.0,
      "total_employees": 16,
      "filing_date": "2023-03-18"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 352356607.0,
      "total_employees": 17,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 392518934.0,
      "total_employees": 15,
      "filing_date": "2025-03-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 475182812.0,
      "total_employees": 18,
      "filing_date": "2026-07-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Employees performing advisory functions went from 12 to 13."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 10 to 12.",
        "Regulatory assets under management went from $392,518,934 to $475,182,812 (+21%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 10, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "We do not require a minimum account value to open a portfolio management account."
        ]
      }
    ],
    "quotes": [
      "We do not require a minimum account value to open a portfolio management account."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/allgen-financial-advisors-inc-orlando-fl-126877.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 963,
      "fewer_than_5": false,
      "raum": 185617898.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 99,
      "fewer_than_5": false,
      "raum": 260275808.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 7172757.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 35,
      "fewer_than_5": false,
      "raum": 22116349.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/126877",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}